- Ankura (Lexington, NY)
- …on driving value to Life Sciences clients and external counsel through compliance , disputes, investigations and advisory services. The position has tremendous growth ... you will be working with practice leadership to provide exemplary compliance , disputes, investigations and litigation support (eg, expert witness) services across… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The...appropriate teams/individuals for appropriate remediation or corrective actions as required . + Assist with development and delivery of training… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Compliance Specialist (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational Category ... Department of Financial Services is seeking candidates for the position of Compliance Specialist in the Consumer Examinations Unit within the Consumer Protection and… more
- New York State Civil Service (Albany, NY)
- …Financial Services, Department of Title Financial Services Specialist 1 Compliance , SG-18 Occupational Category Financial, Accounting, Auditing Salary Grade 18 ... candidates for the position of Financial Services Specialist 1 Compliance in the Consumer Assistance Unit. Duties include, but...in one (1) of the related fields or a JD may substitute for one (1) year of specialized… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair ... seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in managing and mitigating conflicts of… more
- JPMorgan Chase (New York, NY)
- …collaboratively across departments. + JD or educational equivalent required . + Compliance with relevant licensing requirements. **Preferred Qualifications, ... members and business leaders. + Build and maintain strong client relationships. ** Required Qualifications, Capabilities, and Skills:** + 5+ years of legal practice… more
- CUNY (New York, NY)
- …stakeholders such as Finance and Planning, and Institutional Effectiveness teams, as required . + Assures compliance with University, union, and governmental ... audit recommendations in a timely manner. + Assists with compliance with program accreditation standards and New York State...experience. **PREFERRED QUALIFICATIONS:** + Advanced degree such as MBA, JD , MPH or MPA. + At least ten years… more
- CBRE (New York, NY)
- …vendor agreements for all segments of the CBRE DSF business. + Ensure compliance with laws and regulations; monitor required licensing requirements and activity ... management to identify areas where additional policies may be required . + Work with compliance specialists within...enable individuals with disabilities to perform essential functions. + JD from a top-tier ABA accredited law school. +… more
- TD Bank (New York, NY)
- …to documentation, process automation, and regulatory compliance . **Education & Experience:** + JD required , New York Bar Admission preferred + 6-8 years of ... documentation between the Bank and its counterparties. The position will be required to build and maintain strong relationships with all stakeholders across the… more