- Raymond James Financial, Inc. (St. Petersburg, FL)
- …content for applicable coverage areas. + Maintains RJ Bank's sound compliance management system standards while fostering positive business relationships ... testing. + Ability to determine matters requiring escalation to RJ Bank compliance management and ability to do so with the appropriate level of urgency. +… more
- Ankura (FL)
- …with the Secretary of State and other governmental bodies, ensuring accuracy and compliance with regulations. + Compliance Management : Ensure compliance ... of State Professional is responsible for managing and coordinating the filing and compliance tasks necessary for businesses to operate legally within the state. This… more
- Baylor Scott & White Health (Tallahassee, FL)
- …DSS) compliance efforts. This role requires a strategic approach to compliance management , ensuring that PCI DSS controls are effectively implemented, ... Security, IT, Business, or a related field. + 7+ years of experience in compliance , risk management , or IT security, with a strong focus on PCI DSS. + PMP… more
- Citigroup (Tampa, FL)
- …in the execution of Enterprise Risk Management Framework and adherence with Risk Management and Compliance + Policies. + Contribute to the oversight of the ... of issues with key stakeholders. + Participate in issue quality reviews ensuring compliance with Issue + Management Policy, Standards and Procedures + Develop… more
- TD Bank (Fort Lauderdale, FL)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Risk Assessment and reports up into the US Head of Compliance Programs + Supports the management of the Compliance Risk Assessment framework to ensure the… more
- TD Bank (Fort Lauderdale, FL)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... will cascade throughout the organization. **US COC oversees a corporate oversight compliance risk management program.** The **Corporate Office Compliance … more
- Citigroup (Tampa, FL)
- …Citi's Electronic Communications Program (ECP) for prevention of regulatory violations and compliance risk management . Support risk management framework ... product and function coverage teams to partner in developing and applying Compliance Risk Management program solutions that meet business and customer needs in a… more
- Scotiabank (Tampa, FL)
- …ad-hoc) for the TAO and GTB business. + Contribute to the development of Compliance related Management Information (MI) for the TAO Oversight Committee and ... Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition ID:** 222945 **Salary Range:** 153,000.00 - 256,275.00 _Please note that the Salary… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment team responsible for ... pre-defined testing plan and reports any findings to the Compliance Independent Assessment management team as necessary...any findings to the Compliance Independent Assessment management team as necessary and documents them accordingly. +… more
- Nestle (Palm Beach Gardens, FL)
- …of challenging issues when appropriate. + Support Clinical Operations, Biometrics and data management systems to ensure IT GxP compliance GxP System Operations: ... processes supporting drug safety, pharmacovigilance, manufacturing, engineering automation, regulatory compliance , quality management and compliance , medical… more