- American Express (New York, NY)
- …degree or equivalent experience + 2 years of experience in financial services, compliance , project management , or a related field + Strong organizational skills ... projects and strategic initiatives as part of the Policy, Procedure, and Project Management pillar. This role is ideal for someone who excels at project planning,… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Manager to assist with preparing executive content for senior management and board reports to compliance and risk stakeholders. Key reports include an annual CCO… more
- TD Bank (New York, NY)
- …and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management . + Surveillance Portfolio Management : Work ... related to Trade Surveillance programs. + Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates expertise… more
- City of New York (New York, NY)
- Job Description This position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was created by Mayor Eric Adams to assist City ... with individual City agencies to help them create and enhance risk management and compliance programs and develop tools that will enable them to flag… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status… more
- Equitable (New York, NY)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500009Y ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : UNITED ... disciplined approach to evaluate and improve the effectiveness of risk management , control and governance processes. Key responsibilities include the following… more
- American Express (New York, NY)
- …Specific Information** Global Risk & Compliance (GRC): The Global Risk & Compliance Organization is an independent risk management function, led by the Chief ... fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk management framework,… more
- American Express (New York, NY)
- …opportunity is core to driving the future success of American Express. The Compliance Manager- Banking Product Issue Management will ensure our Consumer Deposit ... and the interests of our customers. **Responsibilities:** + Partner with Control Management , Compliance and business partners to identify potential issues,… more
- PNC (New York, NY)
- …Control Assessment, Internal Controls, Process Control, Risk Assessments, Risk Management **Competencies** Audit And Compliance Function, Auditing, Business ... Lead, you will be within PNC's Internal Audit organization, supporting the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management… more
- Highmark Health (Buffalo, NY)
- …This job is responsible for the day-to-day direction of all risk and compliance assessment activities of Highmark Health across a broad range of frameworks including ... working in a highly matrixed environment. **ESSENTIAL RESPONSIBILITIES** + Perform management responsibilities to include, but are not limited to: involved in… more