- KeyBank (NY)
- …Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for ... a member of the Fair and Responsible Banking ("FARB") team (within Compliance Risk Management ["CRM"], the incumbent will provide second line of defense testing… more
- Citigroup (New York, NY)
- …of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across ... initiatives as required, such as the implementation of new Compliance systems, controls, and related project management ...new Compliance systems, controls, and related project management work efforts; + Assisting in the development and… more
- Aflac (New York, NY)
- …Education/Experience: + Minimum 10 years of experience in Insurance Industry or Asset Management Investments Compliance (Fixed Income a plus) + MBA, ... + Minimum 2 years as a manager in Investment Compliance + Good working knowledge of Portfolio Management... Compliance + Good working knowledge of Portfolio Management / Investment Operations workflows and processes + Good… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... programs + Guides partner through the development, implementation, oversight and management of effective Compliance Programs + Prepares summaries, presentations,… more
- City of New York (New York, NY)
- … will play a key policy and implementation role for the new Office of Compliance & Risk Management (CRM). This Office is centralizing various compliance , ... and problem-solver with demonstrated leadership skills in the field of compliance , risk management , and/or grant monitoring. They will be eager to utilize and… more
- KeyBank (NY)
- …oversight across KeyBank's Wealth and Fiduciary business lines. Operating within the broader Compliance Risk Management organization, this role plays a key part ... in ensuring regulatory compliance and effective risk management over all of the fiduciary activities that KeyBank engages in. In partnership with the … more
- Citigroup (New York, NY)
- … risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** responsible for establishing internal strategies, ... function/business/product, including cross-border impact. + Advising ICRM and function/business/product management and personnel on regulatory and compliance … more
- Nestle (Bohemia, NY)
- …of challenging issues when appropriate. + Support Clinical Operations, Biometrics and data management systems to ensure IT GxP compliance GxP System Operations: ... processes supporting drug safety, pharmacovigilance, manufacturing, engineering automation, regulatory compliance , quality management and compliance , medical… more
- Google (New York, NY)
- …degree or equivalent practical experience. + 14 years of experience in compliance , risk management , investigation, auditing, legal, or consulting. + 10 ... at all levels with excellent problem-solving skills. + Knowledge of compliance program management principles, risk assessment methodologies, and internal… more
- American Express (New York, NY)
- …leader of this Compliance verticals, the successful candidate will lead Compliance Risk Management oversight for all sub-units and portfolios within Tech, ... Compliance professionals to execute all aspects of Tech's US and international compliance program, including policies, issue management , and oversight of … more