- TD Bank (New York, NY)
- …second-line compliance surveillance function. Safeguarding the reputation of Compliance 's good governance depends on us. **Key** **Responsibilities:** + ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …FCRM compliance professionals, interacting with key stakeholders + Provides governance oversight through management of the policy and training exemption ... with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of...governance and reporting processes to the FCRM… more
- Bank of America (New York, NY)
- …arising from disclosures and discussing such issues with other Non-Financial Regulatory Reporting (NFRR) and Global Compliance & Operational Risk colleagues and ... throughout the region. * Drive the execution of the governance framework over non-financial regulatory reporting &...contributions to business purpose, results, and success. + Risk Manager : Inspects and challenges risk controls, governance … more
- Pfizer (New York, NY)
- …and maintaining budget discipline across in-house programmatic, search and social media investments Reporting to the Senior Manager , this role plays a key part ... in maintaining budget discipline, ensuring financial accuracy, and supporting compliance with internal governance standards. This position requires strong… more
- TD Bank (New York, NY)
- …ensure proper reporting of transactions for FFIEC - 002 + Manage Governance related tasks/mandate and work closely with Compliance and 1B business partners ... USA providing support in financial, management, liquidity, and regulatory reporting . In addition, by its nature as a primary...impacts to the regulatory reports. + Ensure strong data/process governance and key controls that are pushed down by… more
- Binghamton University (Binghamton, NY)
- …principles and practices, with a track record of overseeing accurate financial reporting , regulatory compliance , and audit readiness; + excellent written and ... Advancement for the University / Executive Director of the Binghamton University Foundation. Reporting to the CFO-COO will be a team of approximately 15 staff… more
- City of New York (New York, NY)
- … governance , oversight, and strategic initiatives. Familiarity with investment reporting best practices, including GIPS standards and relational database tools ... internal databases. Cross-Functional Collaboration: - Coordinate with investment, operations, compliance , and external service providers to support governance ,… more
- TD Bank (New York, NY)
- …+ 7+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating frameworks & reporting for business ... etc.) + May be a point of contact for guidance in the monitoring/ reporting of compliance , management, and strategic initiatives + Provides broad/deep commentary… more
- TD Bank (New York, NY)
- …Securities (TDS). A key function within the department is the oversight and governance related to maintaining and monitoring sound internal controls over financial ... reporting , disclosure and other financial and operational processes in...loans and commercial paper backup facilities. As a Senior Manager covering CIB Credit in the Product Control Team,… more
- TD Bank (New York, NY)
- …Management TDS is responsible to provide the leadership team with information, reporting and support to ensure Trading operational risks are appropriately managed ... also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive strategies,… more