- M&T Bank (Williamsville, NY)
- …Company's Risk Appetite.Identify risk -related issues needing escalation to management . + Exercise usual authority of a manager concerning staffing, ... performance management and terminations. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory… more
- American Express (New York, NY)
- …unit's exams, where appropriate. **Minimum Qualifications:** + 4 years in a financial risk management function (eg, audit, compliance , operations, credit). + ... be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will...regulatory work. + Challenge and advise action owners on risk management remediation efforts with a audit… more
- PNC (New York, NY)
- …Monitoring, Control Assessment, Internal Controls, Process Control, Risk Assessments, Risk Management **Competencies** Audit And Compliance Function, ... activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate appropriate… more
- TD Bank (New York, NY)
- …+ Experience managing complex regulatory remediation. + Familiarity with regulations and compliance strategies and risk management ; possesses and ... to the Global Head of Global Control Room and Compliance senior management . + **Global Control Room...and issues, and to propose practical solutions to mitigate risk , as it relates to compliance Global… more
- American Express (New York, NY)
- …. The ideal candidate will bring deep expertise in data governance, issue and risk management , and a strong background in financial data within a highly ... data risks. **Minimum Qualifications:** + 8-10 years of experience in data governance, risk management , operational controls, or regulatory reporting in a large… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... Senior Manager , US Credit and Special Accounts Management...be responsible for monitoring the performance of the portfolio, risk rating integrity, and compliance and regulatory… more
- American Express (New York, NY)
- …+ Strong communication and presentation skills. **Preferred Qualifications:** + Experience in risk management , governance, compliance , regulatory, or audit ... a key connection point with the second line Global Risk & Compliance (GRC) teams. **How will...outcomes. **Minimum Qualifications:** + Bachelor's degree in finance, business, risk management , or a related field; advanced… more
- JPMorgan Chase (New York, NY)
- …individuals, families, and foundations to achieve their financial aspirations. As a Supervisory Manager in Chase Wealth Management , you will lead and oversee a ... Join JP Morgan Asset & Wealth Management , a global leader in investment management...territory of Financial Advisors, ensuring compliance with regulatory obligations and managing operational risk… more
- PNC (NY)
- …of the first line of defense. Serves as point of review and sign off for risk management , compliance and audit requirements, as needed. + Manages, motivates ... to contribute to the company's success. As a Product Management Sr. Manager within PNC's Merchant Services...to ensure they adhere to and support PNC's Enterprise Risk Management Framework. PNC also has fundamental… more
- TIAA (New York, NY)
- **Portfolio Manager , Private Asset Management ** The Portfolio Manager , Private Asset Management serves as a central point of contact for high net worth ... worth based on industry trends identified through market and risk analysis. + Executes securities transactions in client portfolios...clients + CFA, CFP Certification **PLEASE NOTE:** TIAA's Portfolio Manager - Private Asset Management is an… more