- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment ... of Business:** Data & Analytics **Job Description:** The Business Information Management Specialist provides business technical leadership across a broad range of… more
- SMBC (New York, NY)
- …programs and initiatives within the control office, helping to oversee effective governance, risk management , and compliance across the organization. + ... reports. + Collaboration: Work closely with cross-functional teams, including front office, compliance , risk management , operations, and IT, to gather… more
- Mizuho Corporate Bank (New York, NY)
- …investor reporting preparation and ad-hoc reporting requests + Assist with daily and periodic risk management activities across all operational risk areas + ... Asset Management One USA Inc is a New York-based asset manager (SEC registered investment adviser and CFTC registered CTA/CPO) with approximately $ 7 b under … more
- Bank of America (New York, NY)
- …+ Adaptability + Attention to Detail + Policies, Procedures, and Guidelines + Regulatory Compliance + Risk Management + Benchmarking + Business Acumen + ... Senior Finance Analyst - Capital Management New York, New York **To proceed with...is responsible for capital reporting and analytics, including calculating risk -weighted assets, measuring and monitoring Global Systematically Important Bank… more
- BlackRock (New York, NY)
- …field; and 2 years of experience in any related job involving Finance and Risk Management . Requires 2 years of experience involving each of the following: ... **About this role** Company: BlackRock Financial Management , Inc. Job Title: Associate, Core Portfolio ...relationships with Lead PMs, Product Strategists, and members from Compliance , Operations and Client facing teams to ensure smooth… more
- Bank of America (New York, NY)
- …Management Clients, GWIM Custom Lending Credit Executives, GWIM Credit leadership, Risk Management and other specialist organizations to meet these ... Credit Product Specialist, Global Wealth & Investment Management New York, New York **To proceed with...intent of generating balance and revenue growth with appropriate risk adjusted returns. The Specialist will work with Financial… more
- TD Bank (New York, NY)
- …of a global markets business in general including some product knowledge. + Strong compliance and/or risk management assessment background. + Some level of ... a first line of defense team responsible for providing risk and compliance advice and oversight to...and assess whether the Business is adhering to internal ( risk management , oversight function and audit) and… more
- University of Rochester (Albany, NY)
- …in the budgeting process. Other duties as assigned. **ESSENTIAL FUNCTIONS** **Leadership and Compliance Management ** + Works with Affiliate CEOs, CFOs and URMFG ... the performance of the functions outlined in this section. Transitions financial management to hospital / department dedicated financial manager when… more
- Neuberger Berman (New York, NY)
- …the client value chain - design and implement operational improvements where applicable. ** Compliance & Risk Management :** + Understanding of complex ... seeking an experienced and dynamic Head of our Transition Management and Client Experience. The successful candidate will be...of processes that mitigate/minimize control risks. + Partner with Compliance and Operational Risk teams to measure,… more
- Neuberger Berman (New York, NY)
- …Neuberger Berman managed accounts. The individual will be working with the management team to define efficiency enhancements, risk mitigation, document ... The Neuberger Berman Trade Management Middle Office is responsible for comprehensive, resolution...systems. + Perform month end attestation reporting for pending risk such as fails, trade errors and aged reconciliation… more