- Bank of America (New York, NY)
- …+ Minimum 5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate and investment ... and leasing. The team is also responsible for credit risk management and global payment services audits...Chartered Financial Analyst (CFA), Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA)… more
- Bank of America (New York, NY)
- …of 7+ years of experience in corporate workout, credit restructuring, or related risk management experience. * Strong credit analysis and underwriting skills, ... stakeholders. * Monitor borrower performance, financial condition, and covenant compliance to ensure timely risk rating adjustments...Management + Critical Thinking + Problem Solving + Risk Management + Credit and Risk… more
- TD Bank (New York, NY)
- …growth organization. + Ensure processes, policies and procedures are designed in compliance with TD Risk Appetite. + Successfully complete all required ... job specific, compliance -related training. Understand, utilize and follow Compliance / Risk and control programs. Consult with all risk functions in the… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment ... 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with...well on a team + Solid organization and project management skills + Experience with financial products is a… more
- CDM Smith (Buffalo, NY)
- …and long-term sustainability. * Deep knowledge of corporate governance frameworks, enterprise risk management , compliance , and internal controls. * Strong ... accurate and relevant advice. * Advises the CEO and Board on financial planning, risk management , and capital structure. * Develops and evaluates short- and… more
- Citigroup (Getzville, NY)
- …Requirement:** + N/A **Education:** + University degree, Masters preferred **Job Family Group:** Risk Management **Job Family:** Business Risk & Control ... the department where needed and as directed by their manager . **Qualifications:** + Relevant experience in risk ...Management Reporting, Policy and Procedure, Referral and Escalation, Risk Controls and Monitors, Risk Identification and… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... role in reshaping compliance structures and processes, driving innovation at every level....and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more
- Molina Healthcare (Syracuse, NY)
- …regulatory compliance audit procedures. * At the direction of management , coordinates and performs oversight audits and validation activities to ensure ... business areas and owners to ensure processes and reporting exists to demonstrate compliance to regulatory requirements. * Supports Manager and Director with… more
- M&T Bank (Williamsville, NY)
- …and external regulations are followed to minimize risks to the Bank from non- compliance . + Exercise usual authority of a manager concerning staffing, performance ... Communicate and enforce operational and procedural changes to ensure compliance with Bank and division policy, investor regulations and...mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management . +… more
- Citigroup (New York, NY)
- …function focused on driving consistency, efficiency and ensuring the teams have effective risk management and regulatory processes in place. This role requires a ... and work processes across multiple departments. + Develop partnerships with Technology, Compliance Risk , Finance, HR and key internal stakeholders +… more