- TD Bank (Charlotte, NC)
- …assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's ... Enterprise Compliance Risk Assessment Framework + Monitors that...and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more
- Bank of America (Charlotte, NC)
- …capabilities are in place to drive the day-to-day execution of the Operational Risk Management Framework, including the implementation of LOB and ECF specific ... & Regulatory Portfolio Management Executivewill be focused on applying risk management , regulatory engagementand governance subject matter expertise to… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... for designing, scaling, building, implementing, and maintaining an adaptive and mature Risk Compliance Management program. You will empower first-line… more
- Wells Fargo (Charlotte, NC)
- …+ **Business Risk Management :** Manages Wholesale Workout operational risk , partners with compliance partners, and monitors activities related to ... |** As the company's second line of defense, Corporate Risk - or Independent Risk Management...in manipulating data using PowerBI, SAS, SQL, and/or Python, compliance , operational risk , and/or experience in the… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a...and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more
- USAA (Charlotte, NC)
- … and compliance programs! In this collaborative role, you'll work closely with Compliance , Risk Management , Operations, IT, Audit, and even Regulators on ... quantitative field; OR Advanced degree or designation in a risk management or quantitative field, and 4.../control linkages and identify coverage gaps. + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD)… more
- USAA (Charlotte, NC)
- … and compliance programs. You'll team up with various departments, including Compliance , Risk Management , Operations, IT, and even Regulators, to support ... quantitative field; OR Advanced degree or designation in a risk management or quantitative field, and 6.../control linkages and identify coverage gaps. + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD)… more
- American Express (Whitsett, NC)
- …and resolution of problems. + Prepares detailed reports and documentation to support risk management activities and compliance efforts, providing clear and ... risk management practices, ensuring alignment with the organization's overall risk appetite and adhering to compliance requirements and industry best… more
- Wells Fargo (Charlotte, NC)
- …in a matrixed environment and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported ... CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and...Pre-law, Government, Policy and Management , Computer Science, Management and Risk Management or… more
- American Express (Charlotte, NC)
- …and issue management . The successful candidate will proactively manage an effective compliance risk management oversight program for the US Consumer ... + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management (RCM), and contribute to the… more