- Wells Fargo (Charlotte, NC)
- …with you. **Business Overview |** As the company's second line of defense, Corporate Risk - or Independent Risk Management - provides independent oversight ... of risk -taking activities. Independent Risk Management establishes and maintains...in manipulating data using PowerBI, SAS, SQL, and/or Python, compliance , operational risk , and/or experience in the… more
- Grant Thornton (Charlotte, NC)
- …SOX compliance , System & Organization Control (SOC) reporting, or other risk management , compliance , and assurance activities + Strong understanding ... in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all...co-sourced and outsourced internal audit, internal control assessments, enterprise risk management program assessments, tests of control… more
- City National Bank (Charlotte, NC)
- …a function that will be integral in supporting the development of the IT Risk Manager 's function strategy eg identification and development of workstreams in ... partnership with the Head of IT Risk Manager . The role will support the...monitoring and escalation to senior leadership to ensure efficient risk management . In addition, this function manages… more
- Regions Bank (Charlotte, NC)
- …Regions, the Enterprise Risk Testing Analyst is a second line of defense risk management function that ensures the development and maintenance of a strong ... and are operating effectively + Maintains advanced knowledge and understanding of risk management concepts around risks and controls and key operational… more
- Regions Bank (Charlotte, NC)
- … risk identification, and front line risk assessments + Analyzes compliance processes and reports to management , comparing current process with identified ... units and processes + Maintains documentation and reports to management regarding compliance and potential issues +...+ Provides analysis of the execution of our operational risk management framework, including: risk … more
- Truist (Charlotte, NC)
- …upstream impact to the BU, and ensure appropriate remediation. 13. In conjunction with Compliance Risk Management and Legal, monitor BU adherence to ... requirements (eg, RCSA, KRIs, etc.) within the Business Unit's Risk Manager . Provide strategic insight, risk...with enterprise risk initiatives and promote sound risk management practices. 8. Provide connectivity between… more
- Bank of America (Charlotte, NC)
- …Overview:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing ... and creativity; and developing talent, advancing careers, and creating leaders within Global Risk Management and across the company. Our goal is to ensure… more
- PNC (Charlotte, NC)
- …Monitoring, Control Assessment, Internal Controls, Process Control, Risk Assessments, Risk Management **Competencies** Audit And Compliance Function, ... to the company's success. As an Internal Audit Team Manager , you will be within PNC's Internal Audit organization,...a comprehensive audit program over all aspects of model risk management , including model design, implementation, validation… more
- TD Bank (Charlotte, NC)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk ... associated risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and ATF laws.… more
- Regions Bank (Charlotte, NC)
- …Agile and Waterfall project management practices and tools + Governance, Risk , and Compliance (GRC) experience (RSA Archer platform) + Relative ... Liaison partners with senior leaders to strengthen the risk management culture across the business units...return, and/or positive customer impact + Continuously monitors control compliance and prevalent risk environment to ensure… more