- Charles Schwab (Westlake, TX)
- …Advice Solutions (WAS) organization is building and delivering an industry-leading wealth management experience. WAS' vision and mission is to make wealth ... management more accessible, delivering for clients today while innovating...innovating for tomorrow. We are looking for a Centralized Risk Supervisor within our Wealth Advice Solutions Risk… more
- Prime Therapeutics (Austin, TX)
- …diploma or GED required + 5 years of work experience in Enterprise Risk Management , Operational Risk , Compliance , or Internal Audit Must be eligible to ... key components such as the risk register, issue management , and incident manager + Other duties as assigned **Minimum Qualifications** + Bachelor's degree… more
- American Airlines (Dallas, TX)
- …**What you'll do** + Lead and manage a team responsible for ensuring compliance with credit union policies and procedures related to lending and account opening ... reducing errors and minimizing financial losses; present insights to management across the organization + Partner with the Loss...work and for ensuring that his/her work is in compliance with all applicable laws and regulations including, but… more
- Toyota (Plano, TX)
- …for this position at this time **Who we're looking for** Toyota's Corporate Insurance & Risk Management Department within the Compliance & Audit seeks a ... Risk Analyst** . Reporting to the Senior Risk Manager , the person in this role...monitoring compliance with insurance procedures, and managing safety/ risk management manuals. + Assist in providing… more
- Entergy (The Woodlands, TX)
- …overtime associated with such duties. **Job Segment:** Contract Manager , Project Manager , Risk Management , Compliance , Inspector, Legal, Technology, ... assessments of projects within Entergy's project portfolio to ensure compliance with Entergy's SGP and project management ...project leadership in order to ensure quality cost, schedule, risk management , change management , contract… more
- Bank of America (Plano, TX)
- …capabilities are in place to drive the day-to-day execution of the Operational Risk Management Framework, including the implementation of LOB and ECF specific ... & Regulatory Portfolio Management Executivewill be focused on applying risk management , regulatory engagementand governance subject matter expertise to… more
- Charles Schwab (Southlake, TX)
- …+ Bachelor's degree from an accredited college/university + 3+ years of direct asset management compliance , risk , and/or audit experience with knowledge of ... compliance advice and guidance to Charles Schwab Investment Management , Inc. (CSIM), a registered investment adviser, and Schwab's... programs + Support and participate in internal audits, compliance testing, and risk assessments; may, at… more
- USAA (San Antonio, TX)
- … and compliance programs! In this collaborative role, you'll work closely with Compliance , Risk Management , Operations, IT, Audit, and even Regulators on ... quantitative field; OR Advanced degree or designation in a risk management or quantitative field, and 4.../control linkages and identify coverage gaps. + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD)… more
- USAA (Plano, TX)
- … and compliance programs. You'll team up with various departments, including Compliance , Risk Management , Operations, IT, and even Regulators, to support ... quantitative field; OR Advanced degree or designation in a risk management or quantitative field, and 6.../control linkages and identify coverage gaps. + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD)… more
- Wells Fargo (Irving, TX)
- …in a matrixed environment and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported ... CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and...Pre-law, Government, Policy and Management , Computer Science, Management and Risk Management or… more