- Raymond James Financial, Inc. (New York, NY)
- …procedures, as required. + Provides escalated support and guidance to compliance efforts. + Researches application issues. + Develops training/help programs related ... to the various Compliance systems overseen by our department. + Reports ...interpretation of requirements. + Manages relationships with end user surveillance analysts for the purpose of requirements gathering and… more
- TD Bank (New York, NY)
- …as needed, and providing advice and support, as required. Within the Global Compliance Department, the Global Surveillance Team is responsible for conducting ... quality assurance. **Individual Accountabilities:** * Develop and implement surveillance detection systems utilizing predictive analytics and outlier… more
- TD Bank (New York, NY)
- …bank/systemically important financial institution in the US. Our team of trusted Surveillance Compliance professionals engage with key stakeholders across TD ... global Markets business, by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance… more
- TD Bank (New York, NY)
- …bank/systemically important financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD ... global Markets business, by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Surveillance Operations Analyst (Financial Services Specialist 2 (Risk), SG-23) Occupational Category ... with optimizing database performance, ensuring scalability, and enabling advanced analytics and reporting to support entity risk management functions.This position… more
- Mizuho Corporate Bank (New York, NY)
- …and ensure timely reporting of suspicious transactions to the Anti-Money Laundering (AML) Compliance Manager . The Associate is responsible for reviewing the AML ... The Compliance function manages compliance and regulatory...and coordinating regulatory examinations and relations. Summary The AML Surveillance Associate is responsible for ensuring efficient identification and… more
- AIG (New York, NY)
- Senior Manager , Compliance Data Analytics & Monitoring Compliance partners with GLCR Data Analytics & Automation (GLCR DAA) to maintain a Testing and ... Analytics & Monitoring program designed to provide ongoing surveillance , review and analysis of key risk indicators to...potential compliance violations. The role of Senior Manager , Compliance Data Analytics &… more
- Bank of America (New York, NY)
- …+ Active Listening + Issue Management + Liquidity Management + Monitoring, Surveillance , and Testing + Regulatory Compliance **Shift:** 1st shift (United ... Financial Risk Analytics Sr. Specialist New York, New York;Charlotte, North...training for analytical tools, and maintain documentation to ensure compliance with Bank policies governing models and applications +… more
- Bank of America (New York, NY)
- Fraud Analytics and Innovation Lead Analyst - Authentication Strategy Newark, Delaware;Plano, Texas; Richmond, Virginia; New York, New York; Sun City West, Arizona; ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Newark/Fraud- Analytics -and-Innovation-Lead-Analyst Authentication-Strategy\_25034833) **Job Description:** At Bank of America, we… more
- JPMorgan Chase (New York, NY)
- …quo and striving to be best-in-class. As a Product Manager in the Compliance Conduct and Operational Risk (CCOR) Data Analytics division, you will play a ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...or working with large scale technology transformation projects involving analytics . + Core knowledge in data science and machine… more