- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Compliance Operational-Risk-Specialist Trade - Surveillance \_25040545-2) **Job Description:**… more
- Bank of America (Charlotte, NC)
- GFC Manager ; Trade -Based Money Laundering Charlotte, North Carolina;Atlanta, Georgia; New York, New York; Chicago, Illinois; Chandler, Arizona **To proceed with ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/GFC- Manager -- Trade -Based-Money-Laundering\_25044977) **Job Description:** At Bank of America,… more
- Bank of America (Charlotte, NC)
- …lists, watch lists, global research reports, wall-crossings, MNPI (Material Non-Public Information), trade surveillance , and trade preclearance. + Supervise ... Compliance & Operational Risk Manager -...banking, capital markets, and research functions. + Familiarity with surveillance and compliance monitoring systems. **Skills:** +… more
- Bank of America (Charlotte, NC)
- …of surveillance and financial crime detection models, including trade surveillance , communications monitoring, and transaction monitoring systems - ... GFC Manager - Global Markets Charlotte, North Carolina;Atlanta, Georgia;...to non-specialist stakeholders. **Skills:** + Critical Thinking + Monitoring, Surveillance , and Testing + Regulatory Compliance +… more
- JE Dunn Construction Company (Charlotte, NC)
- …integration. This position will be responsible for managing Aptitude Intelligent trade partners, planning all construction sequencing and meeting project goals to ... implements the project's schedule as needed, in conjunction with the Aptitude Project Manager . * May be responsible for tracking and monitoring project budget and… more
- TD Bank (Charlotte, NC)
- …Unauthorized trading fraud (including controls around trader mandate, supervision, and trade surveillance ) + Technology / access management controls ... for coordinating business continuity management (BCM) processes and supporting regulatory/ compliance related initiatives impacting overall risks to the business (eg… more