- Heritage Financial Credit Union (Middletown, NY)
- …Union's annual departmental testing and review plan with a strong focus on Lending Compliance . + Monitor various indicators of risk - QC results, Compliance ... compliance issues (as applicable) with strong focus on Deposit Compliance . + Monitor for emerging risks and industry fines/penalties + Complete all required … more
- MTA (New York, NY)
- …reports. Engage with regulatory agencies to address audit findings and maintain compliance . Monitor regulatory changes and adjust internal practices accordingly. ... Vice President, Environmental Compliance Job ID: 11620 Business Unit: Bridges and...Date: Until Filled Functional Job Title: Vice President, Environmental Compliance Department/Division: Environmental, Safety & Health Work Location: Randalls… more
- CanACRE (Buffalo, NY)
- …inspired and empowered team members who make an impact. The Environmental Compliance Inspector will monitor and report on construction-related activities with ... and ensure compliance with SWPPP and other relevant regulations * Monitor and report general environmental compliance by the Construction Contractor(s) and… more
- Marex (New York, NY)
- …in ensuring that all activities are conducted in accordance with the law. Compliance Officers monitor transactions, conduct regular audits, train employees on ... + Ability to develop and implement effective Written Supervisor Procedures ("WSPs") to monitor and enforce compliance with regulatory and firm requirements. +… more
- Marex (New York, NY)
- …in ensuring that all activities are conducted in accordance with the law. Compliance Officers monitor transactions, conduct regular audits, train employees on ... For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance … more
- The Rare Wine Co. (Brooklyn, NY)
- …distributor appointments/terminations, control state coding, and manage territory agreements. Compliance Research: Monitor regulatory changes and industry best ... Compliance Associate Vieux Vins Group is a prestigious...and partners. Position Overview: We are seeking a mid-level Compliance Associate to join our energetic and talented team… more
- Wells Fargo (New York, NY)
- …judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements + Monitor the reporting, escalation, and timely ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned... Officer to join the CIB Macro Business Aligned Compliance Team. Learn more about the career areas and… more
- ADP (New York, NY)
- …to, and implementation of compliance requirements. (GSO, Legal, Privacy, Corporate Compliance etc.) + Monitor project managed initiatives to ensure processes ... **ADP is hiring a Director, Operations - Sales Compliance & Ethics** You will serve a key...will serve a key role in supporting the Sales Compliance Program operations and enhancements. You will deliver … more
- City of New York (New York, NY)
- …are not limited to: - Project-manage cases from beginning to end of respective compliance initiatives. - Monitor the progress of cases, including case statuses ... in order to facilitate affordable housing development. Housing Incentives' Compliance and Enforcement division investigates and takes enforcement action against… more
- Vibrant Emotional Health (New York, NY)
- …departments. Duties/Responsibilities: Assist in the creation and management of a detailed compliance program Monitor the program's adherence to applicable laws, ... Position Title: Compliance Manager - Direct Services (Non-Billable Services) Salary...(Non-Billable Services) Salary Range: $76,000.00 - $87,000.00 Department: Corporate Compliance Reports to: Director of Compliance -… more