- TD Bank (New York, NY)
- …of the annual Compliance Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and the other Compliance Testing Leads to ensure ... require testing execution as well as manage a team of Compliance Testers as part of the wider Monitoring and Testing Team. The Director - Compliance Testing… more
- University of Rochester (Rochester, NY)
- …and animal resource to ensure compliance with SOPs. **Conduct post-approval compliance monitoring ** + Participates in New York State and United States ... in maintaining compliance . + Daily/weekly management of compliance databases and metrics related to protocol monitoring... compliance databases and metrics related to protocol monitoring . + Serves on the UCAR as a voting… more
- TD Bank (New York, NY)
- …CRA, UDAAP, GLBA; familiarity with securities regulations a plus. + Experience in compliance monitoring , testing, and control mapping. + Hands-on experience in ... Enterprise Compliance Risk Assessment Framework + Monitors that assessments ( monitoring , risk assessment etc.) are completed and communicated in a continuous and… more
- Raymond James Financial, Inc. (New York, NY)
- …analyzes the fair lending risk within various business units. * Performs periodic compliance monitoring and prepares reports summarizing the Bank's fair lending ... regulatory, organizational, and regulatory requirements. * Identifying and applying appropriate compliance monitoring procedures and tests. * Responding to… more
- Mizuho Corporate Bank (New York, NY)
- …and industry standards (SEC, FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance ... Join Mizuho as a Business Analyst IT for Compliance Technology! In this role you will bridge business needs and IT solutions within the compliance field. This… more
- HSBC (New York, NY)
- …Coordinate implementation across the different line of businesses and functions. + Ensure compliance monitoring and internal controls are in place for the ... the planet we all share. As Risk Stewards, Regulatory Compliance (RC) Advisors provide advice, guidance, opinions, direction, and...business processes As our Vice President, Volcker and Enterprise Compliance Risk Steward you will: + Serve as a… more
- Coinbase (Albany, NY)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …. + Manage local / county / state / country level environmental compliance recordkeeping, monitoring , reporting, and data collection and assurance for regulatory ... The Senior Manager, Environmental Compliance is responsible for the management of environmental compliance programs for non-manufacturing facilities worldwide.… more
- KeyBank (NY)
- …strong focus on risks and controls. + Knowledge of internal controls, compliance testing and monitoring processes (including analytics), and applicable ... Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is… more
- Synchrony (New York, NY)
- …culture events._** **Essential Responsibilities:** + Design, configure, build, and Implement IAM monitoring and compliance solutions + Design use cases to detect ... Job Description: **Role Summary/Purpose:** The VP, Privileged Access Monitoring Leader will lead engineering efforts for initiatives in Synchrony's Privileged Access… more