- American Express (New York, NY)
- …of American Express. **How will you make an impact in this role?** Global Compliance and Ethics (GCE), is responsible for establishing and maintaining a robust ... compliance program that ensures American Express is adhering to...a strong analytical focus on controls, testing, and ongoing monitoring to implement effective processes. + Support an effective… more
- L3Harris (Rochester, NY)
- …sea and cyber domains in the interest of national security. Job Title: Assoc, Trade Compliance Job Code: 25098 Job Schedule: 9/80: Employees work 9 out of every 14 ... off Job Description: L3Harris is seeking a motivated and detail-oriented Trade Compliance Associate to join our Communication Systems Segment. This entry-level role… more
- HUB International (New York, NY)
- …mergers and acquisitions. This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company. This ... registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer, will be a highly visible, senior leadership… more
- TD Bank (New York, NY)
- …Enterprise Compliance Risk Assessment Framework + Monitors that assessments ( monitoring , risk assessment etc.) are completed and communicated in a continuous and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- NBC Universal (New York, NY)
- …be completed during 2025. Role Purpose: Reporting to the Vice President, Risk & Compliance , the Manager/Senior Manager, Risk & Compliance will be responsible for ... helping to design, establish/maintain, and manage a robust risk and compliance framework for Global Controllership including Global Finance Operations (GFO) teams on… more
- Cardinal Health (Albany, NY)
- …with key stakeholders and partners throughout the organization. + **Regulatory Monitoring :** Proactively identify, assess, and operationalize compliance to new ... as well as completes risk assessments. The IT Governance and Compliance function within the organization develops, enhances, and maintains security policies… more
- Bowery Residents Committee (Manhattan, NY)
- Program Compliance Coordinator Job Description The Program Compliance Coordinator is a key member of the Program Compliance team, committed to ensuring BRC ... and analyzing findings to support service provision . Additionally, the Program Compliance Coordinator serves as the training lead, delivering training on topics… more
- American Express (New York, NY)
- …impact in this role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management, and mitigation across ... team that executes a variety of 1Line Of Defense compliance activities including: **Advisory:** + Providing business-specific Compliance...Complaints review activity for the BU + Implementation and monitoring of new controls for the BU + Issue… more
- Travelers Insurance Company (Albany, NY)
- …Quality and Compliance Manager you oversee and implement quality and monitoring programs to promote an environment within the organization that is compliant with ... development of programs and strategies to ensure overall Product quality and compliance with internal procedures and product regulatory requirements (as defined by… more
- Capital One (New York, NY)
- …requirements in the areas of process development, development of controls and monitoring , remediation and corrective action of compliance breakdowns, and changes ... AML Compliance Advisor Senior Manager Capital One is seeking a Senior Manager AML Compliance Advisor to develop and lead a newly created "Know Your Partner"… more