- M&T Bank (Buffalo, NY)
- **Overview:** Responsible for conducting ongoing credit performance monitoring on the Bank's C&I and Specialty loan portfolios, including the preparation of trend ... of risk appetite, and related objectives. Develop tools allowing for the monitoring of movements in the portfolio, identify emerging risks and make recommendations… more
- Community Housing Innovations (Fishkill, NY)
- …with annual HOME Monitoring mailing lists and letters, follow up and compliance updates for current and past grant contracts. + Send termination notices to those ... client files are audit ready for grant and funding compliance . Pay: $27.88 an hour, $57,990.40 annually FLSA: Non...Maintain all client files to ensure files are in compliance with HUD. Observe all regulatory and reporting requirements… more
- Wells Fargo (New York, NY)
- …while leveraging a sound understanding of relevant policies, procedures, and compliance requirements to meet business objectives and drive new initiatives + ... work on-site at stated location on the job opening. + Specific compliance policies may apply regarding outside activities or personal investing; affected employees… more
- Wells Fargo (New York, NY)
- …completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and ... screening and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal investing; affected… more
- Wells Fargo (Syracuse, NY)
- …will be accepted. This will be communicated at time of offer acceptance. Compliance with state law registration and licensing requirements is mandatory. In addition ... screening and are required to report certain incidents + Specific compliance policies may apply regarding outside activities and/or personal investing; affected… more
- Actalent (Hamilton, NY)
- …performed according to the production schedule. Responsibilities + Collect Environmental Monitoring (EM) data in classified production areas, analyze data and report ... with Quality Management and Production to ensure smooth operations and compliance with standards. + Assist with audits, investigations, troubleshooting, and problem… more
- TD Bank (New York, NY)
- …methodologies, policies, standards, procedures, awareness and specialized training, monitoring , management reporting and/or escalation of issues. This role ... by OFAC, Global Affairs Canada, and support for sanctions compliance in all jurisdictions where TD operates. **Depth &...with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of… more
- Wells Fargo (New York, NY)
- …adherence to Private Mortgage Banking Sales functional area, policies, procedures, compliance requirements, and generating loans + Understand real estate appraisals, ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (New York, NY)
- …implementing pricing, risk, and analytics models, supporting regulatory and compliance requirements and collaborating with traders, quants, product and other ... platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and work with… more
- Wells Fargo (New York, NY)
- …completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and ... screening and are required to report certain incidents + Specific compliance policies may apply regarding outside activities or personal investing; affected… more