- Wells Fargo (New York, NY)
- …models. + Support to business, LOB Legal and other functions, including compliance and controls + Regulatory advice on business and product development into ... complex legal matters + Prior experience in advising on legal, regulatory, and compliance issues for a financial services firm. + Ability to evaluate impacts based… more
- Wells Fargo (New York, NY)
- …+ Work directly with the business, LOB Legal and other functions, including compliance and controls + Provide regulatory advice on business and product development ... financial regulatory agency + Experience advising on legal, regulatory, and compliance issues on swaps and/or derivatives + Demonstrated experience in analyzing… more
- Wells Fargo (Carmel, NY)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... in the sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to follow policies,… more
- Wells Fargo (New York, NY)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to interact with… more
- Wells Fargo (New York, NY)
- …plans. Maintain all system diagrams, system interface charts and any other compliance policy and procedure documents. Work closely with quality assurance on the ... platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and work with… more
- Wells Fargo (New York, NY)
- …and adherence to Mortgage Retail Sales functional area, policies, procedures, compliance requirements, and generating loans + Understand real estate appraisals, ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (New York, NY)
- …Treasury Management expertise, including FX payments + A sound grasp of risk and compliance as related to large global clients, including minimally KYC and AML **Job ... + This position is not eligible for Visa Sponsorship + Specific compliance policies may apply regarding outside activities and/or personal investing; affected… more
- American Express (New York, NY)
- …will help us define the future of American Express. The Global Risk & Compliance Organization is an independent risk management function, led by the Chief Risk ... compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk management framework, performs… more
- Evolent (Albany, NY)
- …Coding Manager plays a crucial role in ensuring accurate medical coding and compliance with risk adjustment models. **What You will Be Doing:** + Hires and ... and ongoing training to Risk Adjustment coding support team members, including monitoring performance toward achievement of OKRs and assigned initiatives. + Conducts… more
- Wells Fargo (New York, NY)
- …completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and ... screening and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal investing; affected… more