- Wells Fargo (Charlotte, NC)
- …Consultant and the AI Middle Office Support Team + Ensure adherence to compliance regulations and policies within the Alternative Investments product area + Lead and ... partner on projects teams + Ensure adherence to compliance regulations and policies within Business Growth Strategy functional area **Required Qualifications:** + 4+… more
- North Carolina's Electric Cooperatives (Raleigh, NC)
- …purposes, implementation of the Distribution Operator, and to ensure compliance of regulatory requirements. **Academic and Trade Qualifications:** A bachelor's ... needs/concerns + Maintain situational awareness of daily operations to ensure compliance requirements + Maintain a working relationship with reliability entities for… more
- City National Bank (Raleigh, NC)
- …for the maintenance and execution of the Wealth Management continuous monitoring program in accordance with audit methodology and based on industry/institutional ... Markets, Registered and Unregistered Fund Vehicles, Support Functions (Operations, Compliance , Risk)Thrives in a dynamic team-based environment, effectively manages… more
- SitusAMC (Raleigh, NC)
- …professional with 2-4+ years of industry and/or relevant experience, typically at a Senior Analyst or Analyst level role or external equivalent + Solid knowledge ... performance optimization, and cost control, model deployment, promotion, and monitoring , implementing guardrails for safety, mitigating hallucinations, and ensuring … more
- Baylor Scott & White Health (Raleigh, NC)
- …vary based on position type and/or level **Job Summary** : The PCI Security Analyst / Technical Engineer is responsible for supporting PCI DSS compliance ... implementing security controls, analyzing technical configurations, and supporting audits and compliance projects. The ideal candidate has experience as a former… more
- Pinkerton (Raleigh, NC)
- …of security-related services and be a part of the legal and compliance team. **Responsibilities** + Represent Pinkerton's core values of integrity, vigilance, and ... in accordance with the company's guidelines and local law to ensure compliance with licensing requirements. Directly communicate with designated agents to notify,… more
- Lincoln Financial (Charlotte, NC)
- …**Requisition #:** 74714 **The Role at a Glance** As a Sr. Analyst , Application Developer supporting Retirement Plan Services at Lincoln Financial Group, you ... (eg, CloudFormation), and application design to ensure alignment with business and compliance requirements. + Mentor and support team members, fostering a culture of… more
- Wells Fargo (Charlotte, NC)
- …or a similarly numerical field + Progress towards or an active Chartered Financial Analyst (CFA) designation or Financial Risk Manager (FRM) designation + 1+ year of ... + This position is not eligible for Visa sponsorship + Specific compliance policies may apply regarding outside activities or personal investing; affected employees… more
- Wells Fargo (Charlotte, NC)
- …management of a distressed credit portfolio of 10-15+ accounts as the primary analyst where you will complete quality loan reporting and credit analysis, as well ... experience in manipulating data using PowerBI, SAS, SQL, and/or Python, compliance , operational risk, and/or experience in the financial services industry _Wells… more
- Wells Fargo (Charlotte, NC)
- …and then launch into your first rotation. During your time as an HR Analyst , you will have dedicated program management support, access to senior leaders and ... Execution & Delivery + Process Management + Risk & Compliance + Solutions Design & Development **In this program...making sound risk decisions. There is emphasis on proactive monitoring , governance, risk identification and escalation, as well as… more