- Coinbase (Tallahassee, FL)
- …processes, compliance , consumer and/or institutional operationsProven experience as Compliance manager with In-depth knowledge of the industry's standards, ... be responsible for the delivery and execution of customer support, monitoring service quality, and implementing process improvements to ensure seamless operations.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …analyzes the fair lending risk within various business units. * Performs periodic compliance monitoring and prepares reports summarizing the Bank's fair lending ... regulatory, organizational, and regulatory requirements. * Identifying and applying appropriate compliance monitoring procedures and tests. * Responding to… more
- Coinbase (Tallahassee, FL)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance EDD Operations at Coinbase, you'll lead the charge in ... of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind...this critical role, you'll take charge of aggregating and monitoring multiple streams of quality data, and using that… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring procedures and tests. + Preparing oral and/or ... experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and managing an assigned compliance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …associates' work + Researching regulatory and compliance topics + Conducting compliance testing and monitoring + Developing compliance training courses ... Duties and Responsibilities** + Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed, including: + Insider… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to meet regulatory and organizational requirements. + Identifying and applying appropriate compliance monitoring procedures and tests. + Preparing oral and/or ... education, experience, specialized training and/or certification to serve as the compliance partner for the Global Wealth Solutions ("GWS") business line,… more
- Cardinal Health (Tallahassee, FL)
- …experience, and leadership skills necessary to foster a culture of compliance , manage timelines, standardize processes and procedures, lead audits, implement process ... reviews as needed. This position reports to the Director, Global Trade Compliance . **_Responsibilities_** + Ensure timely filing of all Cardinal Health CTPAT and… more
- Citigroup (Tampa, FL)
- …role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global audit ... you will be primarily partnering with the audit teams responsible for Risk and Compliance globally and also supporting the global QA team. The role reports to the… more
- Citigroup (Tampa, FL)
- The GSIC Manager is a senior management level position responsible for accomplishing results through the management of a team or department in an effort to prevent, ... are responsible for the execution of four core programs, including: CCTV/Alarm Monitoring and Response - provide comprehensive physical security monitoring for… more
- Ally (Tallahassee, FL)
- …culture of fair and equitable treatment in all business practices. The FARB Manager is responsible for maintaining Ally's Enterprise Fair Lending and UDAAP ... Programs, specific to Deposits and Invest. The FARB Manager will be exposed to all areas within Fair...with Deposits and Invest business lines to maintain sound compliance with Fair Lending and UDAAP regulations through oversight… more