- American Express (Sunrise, FL)
- …and international Compliance program, including policies, issue management, and oversight of Compliance monitoring and testing . + Ensure Compliance ... compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing , and related efforts. + Develop and retain… more
- JPMorgan Chase (Tampa, FL)
- …+ Experience using Python, AI, and other technology resources to design and implement compliance monitoring and testing + MBA or professional certification ... compliance and regulatory requirements/standards. + Develop and perform Reviews/ Monitoring for Private Bank marketing initiatives (eg social media, digital,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with central compliance standards and regulatory requirements + Conducting compliance exams, testing , monitoring , and reporting, and surveillance ... industry operations and financial products. + Risk management principles and compliance monitoring techniques. **Skills in:** + Analytical thinking, researching… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Policy Governance + Deposit Compliance Advice and Guidance + Performs compliance testing and monitoring activities, including preplanning, identifying ... work + Researching regulatory and compliance topics + Conducting compliance testing and monitoring + Developing compliance training courses… more
- WM (Tallahassee, FL)
- …within the defined geographic area of coverage including: GCCS installation/modifications, compliance monitoring , testing , and reporting program ... Design and implement strategic project plans in response to more complex compliance and liability issues and problems. This may include development of… more
- Citigroup (Jacksonville, FL)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- Citigroup (Tampa, FL)
- The Issues Quality Assurance (IQA) team, part of Finance QA Testing and Validation group within the Finance Chief Operating Officer (COO) organization is responsible ... This will include all aspects of the lifecycle from identification, planning, monitoring , and remediation and ensure that issue responses, action plans and… more
- American Express (Sunrise, FL)
- …the organization's compliance with regulatory expectations through a combination of monitoring and testing activities. We are seeking a dynamic Vice ... President of Compliance Monitoring...President of Compliance Monitoring to lead the firm's ongoing monitoring ...VP will work in close partnership with business units, compliance testing , and governance teams to provide… more
- NTT DATA North America (Tallahassee, FL)
- …reviews, system monitoring , SPAA processes, FISMA requirements, vulnerability and compliance scanning, continuous monitoring , security testing and ... Identity and Access Management. + * Evaluate security control compliance with federal requirements and client monitoring ...on security efforts and gaps. + * Support integration, testing , operations, and maintenance of system security. + *… more
- American Express (Sunrise, FL)
- …the organization's compliance with regulatory expectations through a combination of monitoring and testing activities. We are seeking a dynamic Vice ... lead the firm's ongoing effort to address the global financial crimes independent compliance testing program within the second line of defense. This individual… more