- American Express (New York, NY)
- …and international Compliance program, including policies, issue management, and oversight of Compliance monitoring and testing . + Ensure Compliance ... compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing , and related efforts. + Develop and retain… more
- KeyBank (Albany, NY)
- …to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks ... the development of new products and/or processes. + Conduct compliance monitoring to proactively identify process improvements...mitigating risk to Key. + Conduct gap analyses and testing to ensure compliance risks are mitigated… more
- JPMorgan Chase (New York, NY)
- …+ Experience using Python, AI, and other technology resources to design and implement compliance monitoring and testing + MBA or professional certification ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...harmonizing policy and practices across regions + Conduct targeted monitoring activities and identify processes that could be automated… more
- KeyBank (Albany, NY)
- …and a strong focus on risks and controls. + Knowledge of internal controls, compliance testing and monitoring processes (including analytics), and applicable ... Risk Management ["CRM"], the incumbent will provide second line of defense testing and monitoring of complaints. Specifically, this role will assist in… more
- SMBC (New York, NY)
- …+ Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- WM (Albany, NY)
- …within the defined geographic area of coverage including: GCCS installation/modifications, compliance monitoring , testing , and reporting program ... Design and implement strategic project plans in response to more complex compliance and liability issues and problems. This may include development of… more
- WM (Fairport, NY)
- …within the defined geographic area of coverage including: GCCS installation/modifications, compliance monitoring testing and reporting, program development, ... and control system (GCCS) operations, capital budget planning and dispersal, regulatory compliance , and will provide oversight of and support to Area landfill gas… more
- Ballston Spa National Bank (Ballston Spa, NY)
- …Risk Management framework and program. + Develop, implement, and maintain a comprehensive Compliance monitoring and testing program. Participate in ... assigned operational areas inclusive of personnel, policies, and regulatory compliance . This position has a key role in developing...Compliance Committee meetings and work with Compliance Officer in oversight of Compliance Summary… more
- Citigroup (Getzville, NY)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- Citigroup (Getzville, NY)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more