- Citigroup (Queens, NY)
- …Ratio), Single counterparty Credit Limit (eg Gross Credit Exposure). This Lead Analyst role will support Liquidity conformance testing , focusing on conducting ... root cause analysis on identified issues, and escalating potential problems. The Lead Analyst will also evaluate testing results to make recommendations to… more
- KeyBank (Amherst, NY)
- …ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, ... and functional activities. In this role, the Sr. Data Analyst - Wealth Management and Trust Testing ...Analytics, serves in the critical role of execution of testing and monitoring through the development of… more
- KeyBank (NY)
- …ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, ... and functional activities. In this role, the Sr. Data Analyst - BSA/AML/Fraud Testing and Analytics, serves...Analytics, serves in the critical role of execution of testing and monitoring through the development of… more
- TD Bank (New York, NY)
- …education and specialized knowledge, and/or relevant experience is required. The Senior FCRM Testing Analyst executes independent testing of FCRM controls / ... and gaps with TD's policies, procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing...testing lifecycle within agreed timelines. The Senior FCRM Testing Analyst executes independent testing … more
- Barnes & Noble (New York, NY)
- Title: Compliance Analyst Category: Legal EmploymentType: Full-Time Location: NY-New York (Union Square) LocationType: corporate JobLocation: New York, New York ... service in our stores and online at bn.com. The Compliance Analyst is responsible for the collection...* Bachelor's Degree and 2+ years' experience working on compliance related projects, monitoring performance and analysis… more
- M&T Bank (Buffalo, NY)
- …management function by assisting with the identification and assessment of risks, risk monitoring and testing , and issues management. Provide assistance in the ... development of various operational risk/ compliance related initiatives within the line of business and...planning, execution and reporting of the business unit's risk-based testing program. Perform control testing in accordance… more
- ManpowerGroup (New York, NY)
- Our client, a leading financial institution, is seeking a Compliance Analyst to join their team. As a Compliance Analyst , you will be part of the ... which will align successfully in the organization. **Job Title:** Compliance Analyst **Location:** New York, New York...process related to BSA/AML and Sanctions risks. + Performing compliance testing and quality assurance reviews to… more
- Coinbase (Albany, NY)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within the CX ... filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment… more
- Carrington (Albany, NY)
- …the provisioning documentation for various audit and exam documentation. Also responsible for compliance testing and monitoring compliance matters. ... team and work remote from home!** The Loan Servicing Compliance Analyst I will be responsible for...to regulatory compliance audit/exams + Perform assigned compliance testing as assigned and promptly escalate… more
- Mizuho Corporate Bank (New York, NY)
- …and industry standards (SEC, FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance ... Join Mizuho as a Business Analyst IT for Compliance Technology! In...understanding of AML, sanctions screening, restricted data, employee trading monitoring , electronic communication surveillance, and regulatory reporting standards. +… more