• Regulatory Reporting Lead Analyst, VP - Hybrid

    Citigroup (Getzville, NY)
    …Title VII (CFTC/SEC), and Canada. The team is responsible for the NAM Swap /Security-based Swap Trade Reporting, along with the ongoing governance, oversight of ... for overseeing engagement with internal and external stakeholders, including regulators, testing teams, and internal audit, with respect to Citi's global … more
    Citigroup (05/02/25)
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  • Enterprise Financial Risk Capital Risk Manager

    Bank of America (New York, NY)
    …+ Written Communications + Issue Management + Monitoring , Surveillance, and Testing + Regulatory Compliance + Technical Documentation + Trading Strategy ... across a range of scenarios, and establishment of risk monitoring processes across the 8 lines of business and...swap dealer capital rules, including executing capital calculation testing and review and challenge of FOCUS report filings… more
    Bank of America (04/12/25)
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  • Analyst, Global Markets Risk and Controls…

    MUFG (New York, NY)
    …inquiries and document requests from external regulators and internal stakeholders eg Compliance testing and Audit. Support corrective action planning and issue ... and monitoring results to senior management. + Recordkeeping: + Support compliance with CFTC Swap Dealer recordkeeping requirements by conducting reviews of… more
    MUFG (05/06/25)
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  • Associate, Software Engineer

    SMBC (New York, NY)
    …subsidiary of SMBC. SMBC Capital Markets, Inc. was provisionally registered as a swap dealer with the Commodity Futures Trading Commission on December 31, 2012. Our ... maintains its own middle and back-office functions, including Risk Management, Compliance , Systems, Finance, and Operations. SMBC Capital Markets, Inc Front Office… more
    SMBC (03/18/25)
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