- Citigroup (Getzville, NY)
- …Title VII (CFTC/SEC), and Canada. The team is responsible for the NAM Swap /Security-based Swap Trade Reporting, along with the ongoing governance, oversight of ... for overseeing engagement with internal and external stakeholders, including regulators, testing teams, and internal audit, with respect to Citi's global … more
- Mizuho Corporate Bank (New York, NY)
- …electronic and program trading, equity research, sales, trading mandates, markets conduct, swap dealer and security-based swap dealer as well as Volcker ... rule). Knowledge of financial services operations, finance, liquidity, compliance , conduct, financial crime, technology, credit risk, market risk, regulatory… more
- American Express (New York, NY)
- …identifying, monitoring and managing market risk exposures, and ensuring compliance with the company's market risk management strategies and risk tolerance ... risk management strategies, recommending investments and hedging activities and ensuring compliance with our risk management policies. The team also participates in… more