- Arrow Financial Corporation (Glens Falls, NY)
- …to dealer network and indirect lending staff while meeting all applicable compliance regulations and Company policies. ESSENTIAL JOB FUNCTIONS > Review indirect loan ... Through our subsidiaries we provide a broad range of banking and insurance services across northeastern New York, including..., wealth management, money market and deposit accounts, and mortgage , consumer and commercial loans. We are committed to… more
- KeyBank (Rochester, NY)
- …require significant influence of partners such as Key Investment Services, Mortgage and Business Banking sales professionals(required) + Demonstrated ability ... their goals. The Branch Manager is accountable for branch operations and compliance by providing direction and guidance to branch team on operational/regulatory… more
- Tompkins Community Bank (Ithaca, NY)
- …to Company policies and procedures. The position will also oversee security and compliance within the unit; ensure department compliance with all operating ... other unit supervisors, appropriate groups or individuals. + May require Nationwide Mortgage Licensing System and Registry (NMLS) registration to assist with the… more
- HSBC (Buffalo, NY)
- …fulfillment of Regulatory Data Requests for multiple IWPB (Int Wealth Private Banking ) business functions including Financial Crime, Compliance , Fraud, KYC /Due ... + Data Lineage experience (mapping and pseudo code) + Mortgage Industry knowledge - Internal and/or external + Card.../ Business Analyst experience + Audit Engagement understanding In compliance with applicable laws, HSBC is committed to employing… more
- MUFG (New York, NY)
- …Products and Asset classes include asset backed securities, agency mortgage securities, collateralized loan obligations, agency commercial mortgages securities, ... on themes & market flows. + Close collaboration with Banking and Syndicate for business development + Stay up...On-board clients in coordination with the firm's credit, legal, compliance , and operations teams + Mentor and train junior… more
- KeyBank (Evans, NY)
- …will require significant influence of partners such as Key Investment Services, Mortgage and Business Banking sales professionals. (required) + Working knowledge ... effectively managing internal and external centers of influence. + Ensuring compliance with operational, risk, security and audit procedures and policies including… more
- M&T Bank (Getzville, NY)
- …and property preservation firms. + Initiate direct contact with borrowers (consumer, mortgage , deposit overdraft, business banking ), assessing the prospect of ... market trends that may affect business department. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- M&T Bank (Getzville, NY)
- …to ensure that all documentation and account decisions comply with banking policies, investor guidelines and applicable regulations. + Assess property value ... gather information and resolve account complications. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards… more
- M&T Bank (Getzville, NY)
- …external stakeholders. + May interact with business partners across the Business Banking , Commercial, Consumer, Mortgage and Retail platforms to leverage ... of CAM to maintain their currency. + Support user certifications and compliance testing for CAM; obtain documentation necessary for departmental audits. +… more
- ManpowerGroup (New York, NY)
- Jefferson Wells has project opportunities for internal auditors with Financial Services ( banking , mortgage , investments, credit union and the like) industry ... and system processes throughout the organization by leading operational, financial, and compliance audits. 1. Preparation of draft reports that summarize the work of… more