- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- Highmark Health (Albany, NY)
- …This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within ... responsible for the administration, interpretation, and enforcement of the Compliance Program including auditing/monitoring operational processes, conducting or overseeing… more
- Touro University (Valhalla, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Valhalla ... Requisition ID 2025-12290 Position Type Part-Time Schedule Shift 1 Hours Per Week 16 Travel 10% Category Facilities/Security/Food Service FLSA Status Non-Exempt more
- KeyBank (Buffalo, NY)
- …44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk… more
- University of Rochester (Rochester, NY)
- …Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's full adherence to ... DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will be responsible for developing, implementing, and… more
- MTA (New York, NY)
- …SALARY RANGE: $112,508.24 - $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various- ... compliance and integrity program as are delegated by the Chief Compliance Officer or identified compliance personnel. + Guide managers through the policy… more
- MTA (Jamaica, NY)
- …are implemented fully and timely while maintaining transparency. Assist the Agency Compliance Officer with planning, directing, and administering the operations ... to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings to address questions from the… more
- FlexStaff (Chappaqua, NY)
- …include, but not limited to:* Conduct anesthesia chart reviews under the Compliance Officer 's guidance, focusing on completeness, quality, and billing accuracy, ... billing and coding audits or to clarify ambiguous items.* Assist the Compliance Officer in addressing concerns from AMS staff via confidential channels.* Help… more
- Trustco Bank (Schenectady, NY)
- **Job Title:** Compliance Analyst I **Reports to:** Compliance Officer **FLSA Status:** Non-Exempt **Salary Grade:** NE16 **Supervisory Responsibility:** No ... and federal regulations. . Other time sensitive projects assigned by the compliance officer or manager. **REQUIRED EDUCATION/EXPERIENCE:** . A bachelor's degree… more
- American Express (New York, NY)
- …including digital capabilities and payment automation initiatives. This Line of Business Compliance Officer (LOBCO) second line of defense role provides the ... laws and regulations for commercial B2B products, features and processes. This Compliance Officer will be an essential contact for the GCS business when managing… more