- FlexStaff (Chappaqua, NY)
- …and communicate findings effectively to practitioners and teams. Responsibilities: - Support the Compliance Officer and the overall Compliance Program - ... to ensure ongoing compliance - Serve as a backup to the Compliance Officer in their absence *Additional Salary Detail The salary range and/or hourly rate… more
- Stony Brook University (Stony Brook, NY)
- …research goals, objectives, and initiatives. + The DCRCP assists the SBM Chief Compliance Officer as required. + Performs other duties as assigned. ... Counsel's Office, Information Security, the Office of the Chief Research Information Officer , Office of Research Compliance , Stony Brook Medicine Privacy… more
- TD Bank (New York, NY)
- …risk monitoring + Create and generate executive case summaries to support Chief Compliance Officer reporting to Executive Leadership, the Board(s) of Directors, ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- American Express (New York, NY)
- …(Tech) business unit. This role will lead an organization of line of business compliance officer teams across American Express' Global Shared Services. As the ... This position will be a leader within the Global Compliance & Ethics organization, responsible for administering a comprehensive...leader of this Compliance verticals, the successful candidate will lead … more
- NBC Universal (New York, NY)
- …skilled at driving projects forward. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide operational support to legal counsel ... during 2025. This is a Versant role. The Manager, Compliance will play a pivotal role in shaping and...role in shaping and implementing the company's ethics and compliance program. This is a high-impact role that will… more
- NBC Universal (New York, NY)
- …and a collaborative mindset. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide practical legal and regulatory advice ... This is a Versant role. The Role: The Counsel, Compliance will play a pivotal role in shaping and...role in shaping and implementing the company's ethics and compliance program. This is a high-impact role responsible for… more
- University of Rochester (Rochester, NY)
- …close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research ... of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for Academic and Central Administration (CCE) serves as… more
- Cushman & Wakefield (New York, NY)
- …organized with attention to detail. **Other** + Reports to the Chief Ethics & Compliance Officer Cushman & Wakefield also provides eligible employees with an ... **Job Title** Ethics & Compliance Operations Manager **Job Description Summary** We are...**Job Description Summary** We are seeking an Ethics & Compliance Operations Manager who will be responsible for the… more
- Skanska (Queens, NY)
- …The DBE Compliance Manager reports directly to the Business Unit DBE Compliance Officer (UDCO) or Project Manager, as determined. The DBE Compliance ... Skanska is searching for a dynamic DBE Compliance Manager. This is a great opportunity to...support and drive our D&I efforts. The Senior DBE Compliance Manager will take part in administering Skanska's DBE… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...the New Product, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The … more