- SMBC (Jersey City, NJ)
- …and enhancement of department processes; and oversight, testing of upgrades to Compliance applications. May include governance, advisory , or QC related tasks. ... + Ensures compliance with all regulatory practices outlined by CPAD ( Compliance Department) BSA/ AML /OFAC and adherence to Bank policies and procedures.… more
- Citigroup (Ridgewood, NJ)
- …to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner with all roles on branch team ... appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral leads + Manage… more