- Intuit (Mountain View, CA)
- …evolving products and risk profile. Cross-Functional Collaboration + Work closely with BSA/ AML Officer , Quality Control, Risk Operations, Data Analytics, Legal, ... impact? Intuit is seeking a Lead Investigator to join our dedicated Anti-Money Laundering ( AML ) compliance team. In this role, you'll be crucial in protecting… more
- Banc of California (Santa Ana, CA)
- …as assigned. **WHAT YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- SMBC (Sacramento, CA)
- …and maintain strong relationships with FCC management team, internal audit, and compliance monitoring and testing, fostering open communication and ensuring ... be responsible for supporting the design, implementation, and enhancements of BSA/ AML tools and systems, including transactions monitoring , sanctions screening… more
- City National Bank (Los Angeles, CA)
- …will work directly with the City National Bank's ("CNB") Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for Capital Markets and will ... leadership team. Responsibilities will encompass understanding controls required for compliance with applicable regulations, identification of relevant issues, solution… more