• Compliance Officer - Vice President

    Arena Investors LP (Jacksonville, FL)
    …others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the ... and procedures; . Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring ); . Conflicts of interest… more
    Arena Investors LP (05/13/25)
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  • Receivables and Payables Financing Operations,…

    MUFG (Tampa, FL)
    compliance policies and procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's ... office operations of the Supply Chain Finance(SCF) **Unit The Officer is expected to:** + Ensure prompt review and... is expected to:** + Ensure prompt review and monitoring of workflows of the Unit, assist VP in… more
    MUFG (08/08/25)
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