- Highmark Health (Albany, NY)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations,...expectations as set forth in the code of business conduct and company policies._ _As a component of job… more
- KeyBank (NY)
- …Regulation W Compliance Manager is responsible for assisting the applicable Compliance Executive in overseeing compliance risk mitigation and ... and Regulation W. This position will have oversight of compliance risk programs and policies including providing...policies, standards, procedures, and guidelines to align with corporate risk appetites, tolerances, and policies. . Conduct … more
- KeyBank (Buffalo, NY)
- …oversight of enterprise-wide data governance practices across KeyCorp. The Sr. Operational Risk Officer is responsible for providing independent oversight and ... Validation Framework and data issue verification activities + Conduct risk and control evaluation and testing...technology risk , cybersecurity risk , operational risk , enterprise risk , audit, or compliance… more
- Citigroup (Queens, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... family. **Responsibilities:** + Responsible for managing and supporting multiple risk and control programs for the organization including defining the… more
- Citigroup (New York, NY)
- …all risk -related regulatory requirements, upholding the highest standards of compliance . + Provide independent, objective risk management oversight for ... Individuals in Finance Risk are entrusted with corporate oversight tasks such...uphold financial stability, manage potential risks, and ensure regulatory compliance , which collectively support the company's overall financial health… more
- Citigroup (Getzville, NY)
- …standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related functions in the ... a comprehensive and robust Managers Control Self-Assessment (MCA), also known as Risk & Control Self-Assessment (RCSA), and the execution of control activities thus… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...in identifying "top risks" for discussion and escalation. + Conduct data analysis and deep dives on areas of… more
- City of New York (New York, NY)
- …IoT devices, software, custom development, and technology acquisitions. - Fulfill risk assessment tickets in a timely manner, ensuring accurate documentation and ... privacy, and regulatory concerns, ensuring a proactive approach to third-party risk management. Advise the organization on security and privacy provisions within… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...assessments of US regulatory requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures,… more