- American Express (New York, NY)
- …Global Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security Risk ... company policies and applicable regulatory requirements. **Essential Job Functions:** + Conduct independent, proactive risk management and oversight of… more
- Coinbase (Albany, NY)
- …* Ability to motivate a range of senior stakeholders including Chief Financial Officer , Chief Compliance Officer , Business Operations, Customer Experience, ... to succeed in a fast-paced environment * Knowledge in financial products, including risk management or compliance * Experience building robust and scalable data… more
- Broadview FCU (Albany, NY)
- …Functions/Responsibilities: General + Delivers leadership and accountability to Broadview' s Chief Risk and Security Officer . + Actively supports and promotes ... those risks, and establishes ongoing monitoring via an enterprise Risk Register. + Conduct enterprise-wide risk...closely with other risk leaders, including financial risk and compliance teams, to ensure an… more
- Citigroup (New York, NY)
- …restructuring and remedial management team within the Banking & International Risk (BIR) organization, with approval responsibility for the firm's high- risk ... Assets is also responsible for determining accurate regulatory classifications, risk ratings, cost of credit and carrying values of...accurately and on a timely basis, and are in compliance with all policies, processes and procedures to promote… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk . + Champions a ... Associate Director (Vice President) Risk Solutions Group, Global Banking & Markets **Requisition...Side Group. A VP in DPG is a Coverage Officer responsible for primary client coverage, marketing, structuring, and… more
- MTA (Jamaica, NY)
- …are implemented fully and timely while maintaining transparency. Assist the Agency Compliance Officer with planning, directing, and administering the operations ... extensions to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings to address questions… more
- University of Rochester (Rochester, NY)
- …Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's full adherence to ... DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will be responsible for developing, implementing, and… more
- MTA (New York, NY)
- …vendor responsibility hearings, as necessary. + Special assignments for the Deputy Chief Ethics, Risk and Compliance Officer covering a variety of topics. + ... SALARY RANGE: $112,508.24 - $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various-… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... + Improve efficiencies to support continued improvement of the Risk Compliance Management Program + Analyze data...Create and generate executive case summaries to support Chief Compliance Officer reporting to Executive Leadership, the… more
- Heritage Financial Credit Union (Middletown, NY)
- …and regulations. Make recommendations for change where appropriate. + Coordinate and/or conduct compliance training for all new employees. Identifies specific ... of the BSA and cooperate with the designated BSA Officer in assuring compliance . ESSENTIAL FUNCTIONS AND... laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department… more