- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Trustco Bank (Schenectady, NY)
- **Job Title:** Compliance Analyst I **Reports to:** Compliance Officer **FLSA Status:** Non-Exempt **Salary Grade:** NE16 **Supervisory Responsibility:** No ... will assist compliance management in identifying, assessing, reporting, and containing compliance risk through the implementation and execution of the … more
- WMCHealth (Valhalla, NY)
- …Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and federal ... and maintains current compliance and HIPPA policies, Compliance Manual and Code of Conduct documents...risk areas for auditing and developing an annual compliance work plan.. + Works closely with the VP,… more
- WMCHealth (Poughkeepsie, NY)
- …Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and federal ... and maintains current compliance and HIPAA policies, Compliance Manual and Code of Conduct documents...risk areas for review and assists the VP, Compliance to prepare the related remedial or audit plan.… more
- NBC Universal (New York, NY)
- …to communicate, obtain buy-in for, and drive compliance priorities. + Conduct comprehensive business risk assessments for relevant business units to identify ... collaborative mindset. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide practical legal...potential areas of compliance risk ; develop and implement … more
- SMBC (New York, NY)
- …the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the ... New Product, Underwriting, Risk Management, Compliance , IT Risk ...requirements to business unit staff so that they may conduct their business in conformance with regulatory requirements. +… more
- TD Bank (New York, NY)
- …interests of the organization - identify and manage risks, and escalate non-standard, high- risk activities as necessary * Conduct reporting and / or meaningful ... to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk ....**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- City of New York (New York, NY)
- …Mayor Adams has served the people of New York City as an NYPD officer , state senator, and Brooklyn borough president. The Adams' administration is leading the fight ... The Problems You'll Solve Reporting to the First Deputy Chief Business Diversity Officer with wide latitude for independent judgment, the position will perform the… more
- City of New York (New York, NY)
- …Mayor Adams has served the people of New York City as an NYPD officer , state senator, and Brooklyn borough president. The Adams' administration is leading the fight ... are not limited to: - Develops systems, processes and procedures to determine risk and deficiencies in M/WBE programs and initiatives. - Conducts policy analysis to… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk . + Champions a ... every future! **Purpose** The US Deputy Chief Information Security Officer (Deputy CISO) will support the MD & US...to operational risk , regulatory compliance risk , AML/ATF risk and conduct … more