- Huntington National Bank (New York, NY)
- …compliance , and regulatory review. + Maintains an extensive level of knowledge of corporate banking , investment banking , and commercial banking ... portfolio working directly with the Segment Risk Manager, Sr and Segment Risk Officer . + Underwrites complex and large credit requests for prospects and clients.… more
- Pioneer Bank (Latham, NY)
- …and adhered to. + Oversees processing of customer transactions and ensures compliance with cash handling and security procedures. + Assists with scheduling, ... staff sales efforts and monitors results. + Monitors staff compliance with all Bank policies and procedures within the...security controls, as set forth by the Bank's security officer . Advises the Branch Manager of office, market and… more
- Whitney Young Health Center (Albany, NY)
- …external customer service. + Understands and is able to effectively communicate HIPAA compliance , corporate compliance and client confidentiality. + Ensures ... policies, procedures, controls and reporting systems. Ensures legal and regulatory compliance for all accounting and financial reporting functions. Manages financial… more
- Citigroup (New York, NY)
- …a VP level position under the Citigroup wide Client Analytics & Lead Finance Officer team. This team is focused on enhancing the client management dimension across ... credit, and client capital + Key stakeholders include coverage leads ( Corporate , Commercial, Private Bank, Financial Institutions), product heads (Markets, … more
- New York Racing Association (NY)
- …Corporate wires in and out), as well as updates for existing accounts. + Submit Compliance paperwork to the Compliance Officer for approval. + File and ... + Perform research for accounts with returned mail. + Compliance : + Obtain Compliance paperwork for all new accounts (LLC, Articles of Incorporation,… more
- Citigroup (New York, NY)
- …Bank business. Managed and successfully executed MRAs ensuring the bank is in compliance with the government banking regulations. In depth understanding of the ... Your Client) policies. Track all identified issues and work with Business Risk, Compliance , Operations, and Technology to actively identify new KYC policy gaps for… more
- Citigroup (New York, NY)
- …Assets is a dedicated restructuring and remedial management team within the Banking & International Risk (BIR) organization, with approval responsibility for the ... are approved and reported accurately and on a timely basis, and are in compliance with all policies, processes and procedures to promote a strong governance and… more