- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- CHIEF FINANCIAL OFFICER Dunham & Associates Holdings, Inc. and its subsidiaries (collectively, "Dunham") is a thought leader in the financial services industry. The ... solutions and related services. Job Summary: (Purpose of Job) The Chief Financial Officer is responsible and accountable for all aspects of the Company's financial… more
- PNC (San Francisco, CA)
- …opportunity to contribute to the company's success. As a(n) Supervising Mortgage Loan Officer within PNC's Mortgage organization, you will be based in Greater SF Bay ... Manages daily loan activities of a small, high performing Mortgage Loan Officer team. + Manages a portfolio of customer relationships. Seeks prospective… more
- PNC (Oakland, CA)
- …an opportunity to contribute to the company's success. As a(n) Mortgage Loan Officer within PNC's Mortgage organization, you will be based in the Greater Detroit, ... solutions and refers products and services; reviews documentation to ensure compliance . Manages customer pipeline for efficiency. + Collaborates with internal and… more
- Citigroup (Los Angeles, CA)
- The Investment Relationship Officer is a developing professional role. Deals with most problems independently and has some latitude to solve complex problems. ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...both internal and external + Ability to multi-task + FINRA SIE, Series 7, Series 66 required (or obtained… more
- MUFG (Los Angeles, CA)
- …possible, concerning business management and financial matters. + Serve as first contact officer for clients for matters relating to all banking services and advise ... will be extended to various clients, making sure the terms are in compliance with the bank policy guidelines. When necessary, prepare credit applications and obtain… more
- US Bank (Brea, CA)
- …within their access, and maintain a high standard of accuracy and compliance . Essential Functions: - Complete a variety of high-volume, process-driven tasks such ... as officer code and cost center changes, submission of account...and organized records across systems, following established procedures and compliance requirements. - Contribute to team efficiency by identifying… more
- MUFG (San Francisco, CA)
- …responsible for: 1) Maintaining and servicing existing portfolio as Marketing Officer ("MO"). 2) Supporting corporate banking business operations and initiating ... related to the team. + Assist with duties or inquiries related to compliance matters. Ensure adherence to all bank policies and procedures related to regulatory… more
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