- PNC (New York, NY)
- …PNC CIO, we aim to optimize risk-adjusted economic returns, ensuring compliance with regulatory requirements, and aligning investments with the institution's balance ... directly with other portfolio managers and the Chief Investment Officer to manage a broad portfolio of fixed income...2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain… more
- MUFG (New York, NY)
- …stakeholders in registering / opening data issues (Self Identified / Audit / Compliance ) + Work closely with Auditors and other Control personnel to determine MSIIs ... them in a centralized place + Assist Data Management lead and the Data Officer in Sr Management communication and reporting to the regional Chief Data Officer… more
- MUFG (New York, NY)
- …issues. **Policy and Deal Advocacy:** + Support the Senior Credit Officer (s), communicate with Relationship Managers and Portfolio Managers to problem solve ... requests are acceptable within the risk appetite of the firm. + Ensure compliance with internal policy and procedural requirements by understanding and adhering to… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Officer of Accounting, Treasury, Tax will join at the Analyst level and handle ... similar application systems). + Knowledge of USGAAP, financial regulations, and compliance standards. + Experience with making journal entries and accounting basics… more
- SMBC (New York, NY)
- …real property appraisals Reporting Relationships + Reports to the Chief Risk Officer + Direct Reports: + Deputy Chief Appraiser + Appraisal Administrator **Principal ... reviewed appraisals and evaluations for accuracy, completeness, logic, and regulatory compliance . + Resolves appraisal and/or valuation issues for SMBC departments… more
- SMBC (New York, NY)
- …to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination ... trackers, and organizational diagnostics to support strategic initiatives. + Monitor compliance with policies and procedures related to problematic assets, including… more