• Compliance Manager

    MTA (New York, NY)
    …- $107,850 HAY POINTS: 519 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: 2 Broadway HOURS OF WORK: 9:00 AM - ... analytical and administrative work generated by the Agency Chief Compliance Officer and Compliance Director...INFORMATION May need to work outside of normal work hours (ie, evenings and weekends) Travel may be required… more
    MTA (07/25/25)
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  • Executive Director, Swap Dealer Compliance

    CIBC (New York, NY)
    …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...NY-300 Madison Ave., 6th Floor **Employment Type** Regular **Weekly Hours ** 40 **Skills** Business Conduct, Compliance Programs,… more
    CIBC (07/25/25)
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  • Compliance Officer , Regulatory…

    TD Bank (New York, NY)
    …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... : New York, New York, United States of America ** Hours :** 40 **Line of Business:** Compliance **Pay...and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance more
    TD Bank (08/02/25)
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  • Senior Compliance Officer

    TD Bank (New York, NY)
    …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports ... : New York, New York, United States of America ** Hours :** 40 **Line of Business:** Compliance **Pay...Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office… more
    TD Bank (07/22/25)
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  • Senior Compliance Officer

    TD Bank (New York, NY)
    …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... : New York, New York, United States of America ** Hours :** 40 **Line of Business:** Compliance **Pay...working with regional testing teams across the globe. This Compliance Officer will also support other aspects… more
    TD Bank (07/26/25)
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  • Senior Compliance Officer - US…

    TD Bank (New York, NY)
    …provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in ... : New York, New York, United States of America ** Hours :** 40 **Line of Business:** Compliance **Pay...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
    TD Bank (06/07/25)
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  • Sr. Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    **Work Location** : New York, New York, United States of America ** Hours :** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is ... specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
    TD Bank (06/21/25)
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  • Sr Compliance Officer - Financial…

    KeyBank (NY)
    …task forces and line of business partnerships to identify and manage compliance risks with assigned regulatory topics. Support the organization in strategic ... investments and acquisitions from an AML and OFAC regulatory compliance perspective. **ESSENTIAL JOB FUNCTIONS** + Manage the AML/OFAC Risk Assessment Team and… more
    KeyBank (07/30/25)
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  • Compliance Manager

    MTA (Jamaica, NY)
    …POINTS: 519 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: 144-41 94th Avenue HOURS OF WORK: 9:00 AM - 5:30 PM ... + Manage the analytical and administrative work generated by the Agency Chief Compliance Officer and Compliance Director as part of Internal Control Program… more
    MTA (05/19/25)
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  • Chief Compliance Officer

    US Bank (New York, NY)
    …Day One. **Job Description** This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing ... - Ten or more years of experience in a compliance or financial industry related role, preferably in a...following (some may vary based on role, location or hours ): + Healthcare (medical, dental, vision) + Basic term… more
    US Bank (07/26/25)
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