- The County of Los Angeles (Los Angeles, CA)
- DEPUTY COMPLIANCE OFFICER Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/5058602) Apply DEPUTY COMPLIANCE OFFICER Salary ... For more information, please view the classification specification: DEPUTY COMPLIANCE OFFICER (https://www.governmentjobs.com/careers/lacounty/classspecs/1065759?keywords=1681&pagetype=classSpecifications) Follow us on Social… more
- HUB International (Encino, CA)
- …Officer in implementing, updating, and maintaining SEC investment advisor and/or FINRA compliance policies and procedures . This means assisting in ... investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible,...up of the firm's Code of Ethics and other policies and procedures designed to prevent violations… more
- Veterans Affairs, Veterans Health Administration (San Diego, CA)
- …model compliance plan into the VHA Compliance program. Distribute written policies and procedures that promote commitment to compliance and address ... industry oversight expectations, provided the primary impetus for implementing a standardized internal compliance program. The Compliance Officer serves as a… more
- Robert Half Legal (Sacramento, CA)
- …contracts and grants. You will be responsible for developing and implementing policies and procedures , managing non- compliance issues, and conducting ... Description We are offering an opportunity for a Compliance Officer in Sacramento, California. This...local government contracts and grants. * Develop and enforce policies and procedures to ensure compliance… more
- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS...quality of records. * Comply fully with all Bank Compliance policies and procedures as ... THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and...mitigate compliance risk. Maintaining regulatory change management, policies and procedures , training, and advisory matters… more
- City National Bank (Los Angeles, CA)
- …laws and regulations and development of implementation strategies. * Maintain updates to compliance policies , procedures , and training for new or revised ... * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE...accounts, as required. * Complies fully with all Bank Compliance policies and procedures as...* Complies fully with all Bank Compliance policies and procedures as well as all… more
- AeroVironment (Petaluma, CA)
- …written communication skills with direct involvement in writing and implementing trade compliance policies and procedures , Technical Assistance Agreements, ... Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong...company training logs. + Oversee international visitors and travelers' policies and control. + Procedures and auditing… more
- Robert Half Legal (Los Angeles, CA)
- …remains compliant with all applicable laws. * Develop, implement, and maintain effective compliance programs, policies , and procedures tailored to the ... Description We are looking for an experienced Compliance Officer to join a dynamic...policies . * Engage with regulatory agencies to manage compliance -related inquiries and audits. * Prepare detailed reports for… more
- City National Bank (Los Angeles, CA)
- …documents relative to the Bank's implementation of the BSA Program's policies and procedures . * Assists the BSA Officer in the ongoing and annual review and ... policy position documents, under the guidance of the BSA Officer . As assigned, collaborates with compliance colleagues...of the Bank's BSA Program to help ensure that policies and procedures are in compliance… more
- Stanford Health Care (Palo Alto, CA)
- …Compliance Policy Manual and assists in performing ongoing risk assessments of compliance policies and procedures ; identifies gaps and makes ... Medicaid program requirements. + Develop written policies , procedures , and programs that promote compliance and... and Privacy improvement projects. + Supports the Chief Compliance Officer and other members of the… more