- Stony Brook University (Stony Brook, NY)
- …DCRCP is expected to manage and develop, as needed, research related privacy and compliance policies and procedures consistent with applicable federal and ... compliance programs that align operational practices with applicable policies and regulations. In this role, the DCRCP will...and initiatives. + The DCRCP assists the SBM Chief Compliance Officer as required. + Performs other… more
- City of New York (New York, NY)
- …programmatic and reporting obligations and assist with policies and procedures for program monitoring and provide compliance -focused technical assistance and ... comply with laws (federal, state, and city), regulatory requirements, policies , and procedures . The Office includes the... compliance , as needed - Assist the Chief Compliance Officer and Chief of Staff with… more
- American Express (New York, NY)
- …of compliance risk management practices and methodologies, applicable AXP policies and procedures , including risk and control assessments. + Professional ... digital capabilities and payment automation initiatives. This Line of Business Compliance Officer (LOBCO) second line of defense role provides the opportunity to… more
- City of New York (New York, NY)
- …execution and compliance oversight. - Supports the development and implementation of policies and procedures to ensure that minority and small business firms ... the people of New York City as an NYPD officer , state senator, and Brooklyn borough president. The Adams'...- You have the ability to interpret laws, rules, policies , procedures , and regulations. - You are… more
- TD Bank (New York, NY)
- …risk monitoring + Create and generate executive case summaries to support Chief Compliance Officer reporting to Executive Leadership, the Board(s) of Directors, ... executes standard practices applicable to the discipline + Adheres to internal policies / procedures and applicable regulatory guidelines + Keeps abreast of… more
- Heritage Financial Credit Union (Middletown, NY)
- … training + Maintain knowledge of, and adhere to, the Credit Union's internal compliance policies and procedures + Maintain Regulatory Compliance ... of the BSA and cooperate with the designated BSA Officer in assuring compliance . ESSENTIAL FUNCTIONS AND...Lending Compliance . + Evaluate the credit union's policies , procedures , products and programs to ensure… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... responsible for establishing internal strategies, policies , procedures , processes, and programs to prevent violations of law, rule, or regulation and design and… more
- SMBC (New York, NY)
- …+ Advises business units on the maintenance of their policies and procedures with focus on current compliance framework as reference point. + Coordinates ... compliance risk and is represented by the Chief Compliance Officer as either a member or...knowledgeable resource. Incumbents may develop and exercise business plans, policies and procedures , as well as oversee… more
- TD Bank (New York, NY)
- …execute standard practices applicable to the discipline * Adhere to internal policies / procedures and applicable regulatory guidelines * Keep abreast of emerging ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues… more
- ManpowerGroup (Albany, NY)
- …granting agencies and other stakeholders as assigned. Develop and modify policies / procedures /systems in accordance with government regulations and organizational ... needs and objectives, in consultation with client's Counsel and Internal Controls Officer . Develop and implement compliance training for staff. Ensure complete… more