- KeyBank (Albany, NY)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... effective compliance complaints program, collaborating across the three lines of...review and challenge of complaints, the new or revised policies procedures , processes, training program content, issues… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...procedures , templates and tools as required. + Assist Compliance testing with test execution that contributes to the… more
- Wells Fargo (New York, NY)
- …+ Make decisions and resolve issues to meet business objectives. + Interpret policies , procedures , and compliance requirements. + Collaborate and consult ... **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part...adhering to applicable Wells Fargo policies and procedures , appropriately fulfilling risk and compliance obligations,… more
- ManpowerGroup (New York, NY)
- …departments to ensure alignment and accountability. + Establish and refine policies and procedures to support a culture of compliance . + Serve as a resource ... **Jefferson Wells has a long-term contract opportunity for a Fractional Compliance Officer ** **Position Type:** Part-Time / Contract **Location:** NYC **Reports… more
- Banco Popular Puerto Rico (New York, NY)
- …4, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance We are ... looking for a Senior Compliance Officer to join our Compliance Team. The...laws and regulations and relate those laws to operational procedures , company policies , and industry trends. +… more
- Bloomberg (New York, NY)
- Data Compliance Officer - 12 Month contract Location New York Business Area Legal, Compliance , and Risk Ref # 10047603 **Description & Requirements** The ... up to you to make it happen. Bloomberg's Legal, Compliance & Risk Department plays a critical role in...systems due diligence and transaction monitoring, and develops internal policies and procedures . **What's The Role?** This… more
- Bloomberg (New York, NY)
- Compliance Officer - Data, Research and Analytics Location New York Business Area Legal, Compliance , and Risk Ref # 10047120 **Description & Requirements** ... make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our...relating to complex data products. + Strong drafting skills ( policies , procedures , and reports) and confident communicator… more
- Citigroup (Getzville, NY)
- …risks. Ensuring there is an appropriate governance and oversight, including standards and procedures and working group, to manage data compliance risks within ... Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent ...consistent with the bank's risk appetite statement and all policies and processes established within the risk governance framework.… more
- KeyBank (Amherst, NY)
- …proactive identification, escalation, and remediation of control weaknesses or gaps. + Review policies and procedures and associated compliance and risk ... Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- KeyBank (Buffalo, NY)
- …identification, escalation, and remediation of control weaknesses or gaps. + Review policies , procedures , and associated risk and operational programs to ensure ... 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more