- Marex (New York, NY)
- …transactions, conduct regular audits, train employees on regulatory requirements, and implement policies and procedures to minimize non- compliance risks. ... developing US Broker Policies and Procedures and Written Supervisory Procedures . + Provide Compliance Advisory services for US Broker Trade Surveillance… more
- Bloomberg (New York, NY)
- …legal requirements into privacy program deliverables and processes; * Develop and implement policies and procedures for privacy compliance processes in ... Senior Compliance Officer - Data Privacy -...manages responses to data subject rights requests, drafts internal policies and coordinates regional privacy-related regulatory filings. **What's The… more
- Bloomberg (New York, NY)
- Compliance - Compliance Officer - Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 ... as well as IOSCO principles; and be able to implement regulatory compliance policies , governance and controls. Strong communication and interpersonal skills… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is committed to providing fair ... are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through… more
- MTA (Jamaica, NY)
- …with the Agency Chief Equal Opportunity Officer in review of relevant policies , procedures , and practices to assure alignment with MTA's commitment to equal ... Officer , the Agency Deputy Chief Equal Opportunity Officer (DEOO) is responsible for evaluating compliance ...with the audit, monitoring, and administration of the Agency's policies , practices, and procedures to ensure equity,… more
- New York State Civil Service (New York, NY)
- …Provides technical assistance, guidance, and training to facility staff on business office policies and procedures . May represent the business office at meetings ... HELP Yes Agency Mental Health, Office of Title Business Officer 1/Trainee (NY HELPS), Kirby Forensic Psychiatric Center, P26831...and workgroups; assist in the development of business office policies and procedures ; and perform the full… more
- Highmark Health (Albany, NY)
- …SUMMARY** This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business ... treatment plans, policy and procedure maintenance, response and investigation procedures and compliance expectations. + Acts as...described in the Notice of Privacy Practices and Privacy Policies and Procedures as well as all… more
- BMO Financial Group (New York, NY)
- …Maintain functional and regulatory expertise specific to business group, and refers to Compliance Policies & Procedures manuals for requirements. Contribute ... communicating and implementing changes to applicable regulatory policies and procedures . + Represents the business/group Compliance team and interacts with… more
- US Courts (Brooklyn, NY)
- …a defendant's criminal record for consideration at sentencing. Interprets and applies policies and procedures , statutes, Federal Rules of Criminal Procedure, US ... identify mitigating and aggravating sentencing factors, risk and likely future compliance under supervision and the need for correctional treatment, monitoring and… more
- KeyBank (Amherst, NY)
- …proactive identification, escalation, and remediation of control weaknesses or gaps. + Review policies and procedures and associated compliance and risk ... Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more