- American Express (New York, NY)
- …the future of American Express. **Business Unit/Role Specific Information** Global Risk & Compliance (GRC): The Global Risk & Compliance Organization is an ... independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a safe, sound, and fully… more
- TD Bank (New York, NY)
- …risk monitoring + Create and generate executive case summaries to support Chief Compliance Officer reporting to Executive Leadership, the Board(s) of Directors, ... been designed to allow colleagues to progress through the salary range over time as they progress in their...more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD… more
- Heritage Financial Credit Union (Middletown, NY)
- …with all requirements of the BSA and cooperate with the designated BSA Officer in assuring compliance . ESSENTIAL FUNCTIONS AND RESPONSIBIITIES + Using ... Senior Lending Compliance Analyst - Remote (Onsite as Needed) Fully...overall risk management strategy. What's in it for you? Salary :$65,000 - $85,000 per year (depending on experience) Benefits:… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Sumitomo Mitsui Finance and Leasing Co., Ltd. The anticipated salary range for this role is between $82,000.00 and...portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair ... been designed to allow colleagues to progress through the salary range over time as they progress in their...details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join… more
- American Express (New York, NY)
- …the future of American Express. **Business Unit/Role Specific Information** Global Risk & Compliance (GRC): The Global Risk & Compliance Organization is an ... independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a safe, sound, and fully… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...been designed to allow colleagues to progress through the salary range over time as they progress in their… more
- NBC Universal (New York, NY)
- …skilled at driving projects forward. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide operational support to legal counsel ... expected to be completed during 2025. This is a Versant role. The Manager, Compliance will play a pivotal role in shaping and implementing the company's ethics and… more
- NBC Universal (New York, NY)
- …and a collaborative mindset. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide practical legal and regulatory advice ... to be completed during 2025. This is a Versant role. The Role: The Counsel, Compliance will play a pivotal role in shaping and implementing the company's ethics and … more