- City National Bank (Los Angeles, CA)
- *INVESTMENT RELATIONSHIP OFFICER * WHAT IS THE OPPORTUNITY? Assist Financial Advisors by providing day to day client support and operational service on all CNS ... all new account documents, account transfers (acats), DTC delivery of securities , money movements including cash disbursements and deposits, wires, IRA… more
- Citigroup (Canyon Country, CA)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides… more
- HSBC (Fremont, CA)
- …expected to provide securities recommendations to clients As our Wealth Relationship Officer you will: + Provide high quality sales support to an individual or ... + Foreign language skills such as Mandarin or Cantonese are required. In compliance with applicable laws, HSBC is committed to employing only those who are… more
- Insight Global (Los Angeles, CA)
- …Compliance /Operations Manager for an investment firm in Los Angelos, CA. As a Compliance Officer , you will be responsible for ensuring our firm's ... compliance with all applicable federal and state regulations, including...of 1940, the Investment Company Act of 1940, the Securities Act of 1933, and Securities Exchange… more
- Citigroup (San Francisco, CA)
- …to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number ... appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral leads + Manage… more
- Citigroup (San Francisco, CA)
- …to clients based on client profiling and suitability assessments . Make securities recommendations and provide investment advice to clients through a select number ... appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) . Acquire new clients through converting referral leads . Manage… more
- CalSTRS (Sacramento, CA)
- …Management & Operations. Under the direction of the Chief Investment Officer (CIO), the Senior Investment Director (SID), Strategic Management & Operations, ... Experience providing oversight and management of investment performance, investment compliance /ethics programs, investment cost projects, or investment operations for… more
- CalSTRS (Sacramento, CA)
- …influencing policies, financial reporting standards for pension contributions in compliance with Generally Accepted Accounting Principles (GAAP), error and fraud ... impact of changes in accounting standards to Accounting Director, Chief Financial Officer , and Executive management Team, and advising on CalSTRS' position in… more
- CalSTRS (Sacramento, CA)
- …a motivated individual to work as a Pension Program Manager I on the Compliance and Audits Team. The Disability and Survivor Benefits (DaSB) Division is responsible ... leader who plans, organizes and oversees staff within the Audits, Compliance , and Quality Assurance teams. The position combines operational management, quality… more
- CalSTRS (Sacramento, CA)
- …to Audit Services to perform audits in order to evaluate a school employer's compliance with the Teacher's Retirement Law. The mission of Audit Services is to ... of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700)… more