- Citigroup (Jacksonville, FL)
- …customer relationships by maximizing sales and service opportunities. + Make securities recommendations and provide investment advice to clients through a select ... but not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , Digital Wealth Solutions, etc.) + Manage client follow-up and adhere to all… more
- Citigroup (Boca Raton, FL)
- …to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number ... but not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral leads. + Manage… more
- Citigroup (Tampa, FL)
- …focusing on a wide array of products including corporate, asset-backed securities , loans, derivatives, structured products and financings. In addition, SP provides ... Control Analyst:** SP is seeking an In Business Control Officer for its In-Business Control team (IBC) in Tampa,...manages the SP risk and control framework and monitors compliance with laws, regulations, and Citi policies and procedures.… more
- MUFG (Tampa, FL)
- …checking all daily back office operations of the Supply Chain Finance(SCF) **Unit The Officer is expected to:** + Ensure prompt review and monitoring of workflows of ... section's output reports, records and files. Ensure all standard operational and compliance procedures are updated and enforced. Provide timely support to new… more
- MUFG (Tampa, FL)
- …section's output reports, records and files. Ensure all standard operational and compliance procedures are updated and enforced. Provide timely support to new ... Support a group of staff (4-8) which consists of Analyst/ Officer + Support the development of staff as well...reports and assignments to support department Management's goal. . ** Compliance :** Enforce bank's compliance policies and procedures.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in this role will partner with subject matter experts in Regulatory Reporting, Compliance , Technology, and others in the Category IV program to drive data strategy ... unit or function levels as per the guidance from the Chief Administrative Officer heading up the Business Controls & Risk function. + Collaborate with appropriate… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in this role will partner with subject matter experts in Regulatory Reporting, Compliance , Technology, and others in the Category IV program to drive data strategy ... unit or function levels as per the guidance from the Chief Administrative Officer heading up the Business Controls & Risk function. + Lead identification and… more
- MUFG (Tampa, FL)
- …checking all daily back office operations of the Supply Chain Finance(SCF) Unit The Officer is expected to: + Ensure prompt review and monitoring of workflows of the ... Service; + Performance and error mitigation and control + Compliance policies and procedures. + Special projects + Performed...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in this role will partner with subject matter experts in Regulatory Reporting, Compliance , Technology, and others in the Category IV program to drive data strategy, ... business unit or function levels as per the guidance from the Chief Administrative Officer heading up the Business Controls & Risk function. + Contribute to data… more