- Citigroup (New York, NY)
- …and Securitizations (GSP-F&S), Treasury & Trade Services (TTS), Markets, and Securities Services (MSS) Corporate Credit Underwriters cover large and complex ... policies and practices and regulatory policies, to assist unit in achieving compliance and satisfactory ratings from internal and external auditors. + Appropriately… more
- MUFG (New York, NY)
- …customers** + Responsible for the management of a portfolio as a credit officer + Perform due diligence and regularly scheduled reviews + Analyze credit risk ... pertinent to making a decision with little support from management. **Policy Compliance ** + Ensure compliance with external regulatory/internal policy and… more
- City National Bank (New York, NY)
- …asset management and CNS Brokerage statements with clients. Partner with City National Securities (CNS) Investment Officer (IO) to communicate with clients about ... * Manage client relationships to maximize client retention and grow the business in compliance with the goals and objectives of the clients. * Work with the Private… more
- Citigroup (New York, NY)
- …for existing & new memberships + Coordinate with 1st line of defense, Compliance , and Regulatory Legal to ensure potential impacts related to regulatory requirements ... + In-depth knowledge of financial markets and products such as securities , derivatives (OTC derivatives) and/or cash clearing. Experience / subject matter… more
- MUFG (New York, NY)
- …information necessary for effective credit monitoring. + Work as the underwriting officer on syndicated credits where bank is the agent. Identify cross-selling ... to those associated with Bank Secrecy Act, anti-money laundering, consumer compliance , fair lending, fiduciary responsibilities, and privacy). + Ensure top quality… more
- MUFG (New York, NY)
- …to minimize losses and maximize recoveries. We are seeking a seasoned banking officer with strong credit analysis skills, cash flow modeling, loan workout and ... for capital cost/provision planning and charge-offs. Adhere to applicable compliance /operational risk controls in accordance with MUFG or regulatory standards… more