- KeyBank (Buffalo, NY)
- …44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk… more
- US Bank (New York, NY)
- …(BSA/AML) Officer is accountable for overseeing the Financial Crimes Compliance program and leads Enterprise Financial Crimes Compliance . The BSA/AML ... in other jurisdictions and is accountable for coordinating, monitoring, and managing compliance with financial crimes laws. The BSA/AML Officer has authority… more
- MTA (Jamaica, NY)
- …are implemented fully and timely while maintaining transparency. Assist the Agency Compliance Officer with planning, directing, and administering the operations ... compliance and integrity program + Ensure an effective system is in place for employees and internal and...implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings… more
- MTA (New York, NY)
- …SALARY RANGE: $112,508.24 - $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various- ... and information technologies to ensure effective implementation of the compliance and integrity program. + Ensure effective systems...and integrity program as are delegated by the Chief Compliance Officer or identified compliance … more
- FlexStaff (Chappaqua, NY)
- …and communicate findings effectively to practitioners and teams. Responsibilities: - Support the Compliance Officer and the overall Compliance Program - ... staff through confidential mechanisms - Research documentation in ancillary systems to resolve overlapping times and billing issues -...compliance - Serve as a backup to the Compliance Officer in their absence *Additional Salary… more
- Cushman & Wakefield (New York, NY)
- …organized with attention to detail. **Other** + Reports to the Chief Ethics & Compliance Officer Cushman & Wakefield also provides eligible employees with an ... Responsibilities** + Oversee the operational infrastructure of the Ethics & Compliance program, including the case management system , hotline administration,… more
- NBC Universal (New York, NY)
- …skilled at driving projects forward. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide operational support to legal counsel ... risk assessments, and third-party due diligence. + Manage and support compliance tools and systems , including data dashboards. + Maintain compliance data and… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory… more
- University of Rochester (Rochester, NY)
- …close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research ... of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for Academic and Central Administration (CCE) serves as… more
- Skanska (Queens, NY)
- …The DBE Compliance Manager reports directly to the Business Unit DBE Compliance Officer (UDCO) or Project Manager, as determined. The DBE Compliance ... Skanska is searching for a dynamic DBE Compliance Manager. This is a great opportunity to... Manager Required Qualifications:** + Analyze and understand regulatory systems + Knowledge of the Federal, state and local… more