- Snap Inc. (New York, NY)
- …board committees. + Prepare and review SEC filings for executive compensation and Section 16 officer trading , such as Forms 3, 4, 5, and 10-K, and advise on ... + Advise on Snap's equity compensation, benefits programs, and insider trading prevention initiatives, including developing Snap's training, policies, and practices… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... and reporting activities within the US and are in compliance with governing regulations, internal policies, and procedures. The...standards are met. **What You'll Do** + Supports the Officer in Charge (OIC) with the execution for assigned… more
- Bank of America (New York, NY)
- …including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also ... Review and challenge key capital management activities, including Fundamental Review of the Trading Book (FRTB) and Basel 3 market risk rule implementation + Review… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... to drive ambition for every future! **Purpose** The US Deputy Chief Information Security Officer (Deputy CISO) will support the MD & US CISO in building robust… more
- Unity Technologies (New York, NY)
- …levels of the business. This role reports to the Senior Vice President, Chief Legal Officer of Unity, and will be located in our San Francisco or New York Office. ... transactions, executive compensation, stock administration, and public company reporting and compliance , including: + Lead Unity's public company compliance … more
- Mizuho Corporate Bank (New York, NY)
- …documented and communicated to relevant stakeholders to maintain model integrity and compliance . + Partner with the Chief Information Officer (CIO) function ... development and implementation of strategic initiatives to enhance data quality and compliance across the organization. + Execute the model risk framework and… more
- Capital One (New York, NY)
- …and transactions in a well-managed and compliant manner. Reporting to Chief Product Officer of the Commercial Bank and sitting on the Product Leadership Team for ... in Product Management + At least 7 years of experience in securities origination or trading management in Capital Markets + At least 7 years of experience in risk… more
- PVH Corp. (New York, NY)
- …from around the globe, we currently have COEs dedicated to: + Compliance + Employment + Intellectual Property (including Trademarks, Licensing and Brand Protection) ... & Secretary. + Preparing various documents, agreements, secretary's certificates, officer 's certificates, etc. + Coordinating contract signatures and other project… more
- Principal Financial Group (New York, NY)
- …agility, and innovation in close partnership with the Chief Information Officer , investment and operations professionals, and business stakeholders. This leader will ... highly valued. + Experience working with regulatory officials and compliance professionals + Proven ability to operate effectively in...to personal and business conduct as well as personal trading activities for you and members of your household.… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... audit activities are conducted / executed / delivered in compliance with governing regulations, internal policies, and procedures. The...customers safe. **What You'll Do** + Act primarily as Officer in Charge (OIC) as a team member for… more
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