- Wells Fargo (Charlotte, NC)
- …Business Aligned Supervisory Support (BASS) team. This position will require basic trading product knowledge to provide expertise to key aspects of the bank's ... Controls and COO teams as well as other support functions (eg, Compliance , Testing, Audit, Risk, Operations, Technology, Legal, and Human Resources). Their goal… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Lead Market Risk Officer for the Trade Product Stress Team (TPST) within Market & Counterparty Risk Management. TPST oversees regulatory and ... Populate and submit the FR Y-14Q Schedule L Counterparty schedule in compliance with regulatory requirements, while conducting analysis to identify trends, explain… more
- Bank OZK (Charlotte, NC)
- Job Purpose & Scope The VP, Trust Investment Officer constructs and manages individualized investment portfolios in conjunction with clients' financial needs and ... meetings and client portfolio review calls + Provide general investment expertise and trading capabilities + Generate and review trades in the stock and bond markets… more
- Deloitte (Raleigh, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... technologies. Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain. +… more
- Bank of America (Charlotte, NC)
- …including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also ... Review and challenge key capital management activities, including Fundamental Review of the Trading Book (FRTB) and Basel 3 market risk rule implementation + Review… more
- Coinbase (Raleigh, NC)
- …to communicate and work with various teams outside of Finance (such as Legal/ Compliance , Trading Operations and other Product/Engineering groups), and a desire ... on a dynamic, high-growth technology company. Reporting to the Chief Financial Officer of Coinbase Financial Markets, this role will be responsible for supporting… more
- Ralliant (Raleigh, NC)
- …Maintain and enhance corporate governance practices, including charters, policies, and insider trading programs. + Ensure compliance with NYSE listing standards, ... Governance, this role will serve as a strategic partner on public company compliance , corporate governance, M&A, and financing activity. This is a high-impact role… more
- Principal Financial Group (Charlotte, NC)
- …agility, and innovation in close partnership with the Chief Information Officer , investment and operations professionals, and business stakeholders. This leader will ... highly valued. + Experience working with regulatory officials and compliance professionals + Proven ability to operate effectively in...to personal and business conduct as well as personal trading activities for you and members of your household.… more