- Fifth Third Bank, NA (Cincinnati, OH)
- … program processes preferred + Excellent written and verbal communication skills #LI-GM1 Compliance Officer II- Swap Dealer Total Base Pay Range 80,500.00 - ... Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Assist the Compliance Director of the Swap Dealer, Capital Markets and Volcker in the development… more
- Huntington National Bank (Columbus, OH)
- …Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical...Banking, Public Finance, M&A as well as Sales and Trading activities. + Oversight and Governance of OCC Rules… more
- KeyBank (Brooklyn, OH)
- …for providing superior client service while maintaining risk management, compliance with bank policies and regulatory requirements, and internal procedures ... "bought" portfolio (least complex deals), KeyBank direct deals (least complicated), trading portfolio (as applicable) + Responsible for assigned tasks from workflow… more
- Cleveland Research Company (Cleveland, OH)
- … Associate is a key resource for the firm by assisting the Chief Compliance Officer in identifying and mitigating potential conflicts and risks associated with ... Compliance Associate Cleveland Research Company is an independent...to review with CCO + Review and approve personal trading requests and monitor exception reports + Conduct vendor… more
- Deloitte (Cleveland, OH)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... technologies. Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain. +… more
- Huntington National Bank (Columbus, OH)
- …Capital Markets Segment Risk Manager reports to the Capital Markets Segment Risk Officer and will have responsibility for driving and overseeing key risk activities ... analyzes risk impact by pillar (Credit, Operational, Strategic, Reputation, Compliance , Market, and Liquidity); and advises strategies to effectively manage… more