- Citigroup (Tampa, FL)
- …to maintain these standards **Qualifications** : + 10+ years of experience in operational risk management, compliance , audit, or other control-related ... activities thus improving identification and remediation of significant control issues and operational risk events in a timely manner. **Responsibilities** : +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …risk and performance indicators *Supports the development and execution of key operational risk management activities, including supplier onboarding Risk ... **Knowledge of** *Concepts, practices, and procedures of Supplier Management (including Operational Risk Management, Enterprise Risk Management, Business… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and tolerance to include daily risk monitoring across all relevant risk stripes including market, credit, liquidity and operational risks. . Identifies ... to provide essential risk context. . Reports risk -related data including risk exposure, compliance...role **Ability to:** . Author policies, procedures, and prepare risk reports for the Executive Committee, Board… more
- JPMorgan Chase (Tampa, FL)
- …+ Collaboration with internal and external technology audits (3 rd Line of Defense), Operational Risk Management deep dives and testing (2 nd Line of Defense), ... you will contribute to the successful management of technology-aligned aspects of Governance, Risk , and Compliance in line with the firm's standards. Leverage… more
- Prime Therapeutics (Tallahassee, FL)
- …or GED required + 5 years of work experience in Enterprise Risk Management, Operational Risk , Compliance , or Internal Audit Must be eligible to work in ... risk management initiatives, collaborate with cross-functional teams, embed risk considerations into strategic and operational decision-making, and promote… more
- MUFG (Tampa, FL)
- …Dealer, Finance, Treasury and or risk management + Strong knowledge of Operational Risk Management Programs and frameworks including (but not limited to): ... will be principally engaged in execution of the Third-Party Risk (TPRM) Management oversight of the highest risk...of the program throughout the full TPRM Lifecycle. + Compliance with applicable rules and guidance impacting the TPRM… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …training and awareness efforts. + Performs initial and periodic privacy risk assessments and conduct related ongoing compliance monitoring activities ... in coordination with the firm's other compliance and operational assessment functions. + Implements...developing mitigation plans for prioritized exposures. + Identifies key risk metrics relative to each significant risk ,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …works with other areas of the firm to automate and streamline functions to improve operational efficiencies of compliance systems. + Serves as a resource on ... of enterprise policies. + Review and approval of enterprise policies at the Enterprise Risk Management Committee and when required the RJF Board of Directors or a… more
- Coinbase (Tallahassee, FL)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors....reports, findings, and assertions related to SOX, SOC, and operational audit activities to executive leadership and… more
- USAA (Tampa, FL)
- …for member service, paying what we owe, controlling expenses, employee engagement, quality, operational risk and compliance across multiple operational ... executive -level thought leadership, strategy development, and financial and operational planning. + Oversees the development and implementation of functional… more