- TD Bank (New York, NY)
- …and will lead the coordination and execution and reporting of Operational Risk Management (ORM) programs for the Compliance function. The ideal candidate ... reports but will work closely with senior leaders across Compliance and Operational Risk to...procedures in coordination with management in line with TD's Compliance Program + Works with executive team,… more
- Capco, a Wipro Company (New York, NY)
- …Experience standing up or managing risk programs including BIA, BCM, or Operational Risk Management + Confident self-stater who can work under pressure, ... **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco...and see tasks through to completion + Experience reporting risk initiative progress and summaries to executive … more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... other relevant certifications preferred + Experience developing and implementing regulatory compliance risk management frameworks and programs, including … more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Compliance Management accountability for areas of LRRs and Risk Owners (own and operate controls to mitigate LRR... Compliance programs related to all aspects of Compliance laws + Works with executive team,… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- KeyBank (NY)
- … Risk Management Directors, and other stakeholders on AML/OFAC compliance issues, initiatives, and projects. + Actively participate in regulatory examinations, ... + Prior experience in financial institution (i. e., bank and securities industry), compliance , Risk Management, or audit related activity + Ability to multi-task… more
- KeyBank (Amherst, NY)
- …Tiedeman Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance ... to identify potential weaknesses and/or control gaps. + Assist Compliance Director and Executive with the ongoing...rules, policies or standards with an actual or potential compliance risk impact are appropriately identified, escalated,… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... with your recruiter who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank… more
- MTA (New York, NY)
- …performance. Provide regular reporting to executive leadership on compliance , risks, and operational outcomes. Stakeholder Engagement and Representation ... & Development (C&D) to support successful project delivery, while minimizing operational disruptions and ensuring environmental compliance , safety, and facility… more
- TD Bank (New York, NY)
- …the develop and own the methodology for monitoring and testing by 2nd line including compliance risk and controls + Works with other second and third line ... businesses/function and products + Strong management experience leading regulatory compliance activities + Regulatory, industry and operational knowledge… more